- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and...and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and business strategies. The Regulatory … more
- NatWest Markets (Stamford, CT)
- …and regions. Delivering high quality and consistent financial, statutory, regulatory and management reporting outputs.You'llcomply withrelevant policies and ... Associate,you'llbe responsible foroverseeing the daily P&L and monthly balance sheet reporting within NatWest Marketsoperatingin the United States. This will help… more
- Neuberger Berman (New York, NY)
- …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- National Health Care Associates (Valley Stream, NY)
- …or long-term care industry + Strong knowledge of accounting principles, financial reporting standards, and regulatory requirements + Proficiency in accounting ... will be responsible for overseeing various accounting functions, managing financial reporting , and implementing effective internal controls. Your work will play a… more
- SMBC (New York, NY)
- …drive efforts related to Liquidity Strategy across the Combined US Operations (CUSO). Reporting to the head of Liquidity Strategy, the candidate will be expected to ... underlying analyses and meeting materials for senior management committees and regulatory communications on spot and forward-looking strategies + Develop strong… more
- FleishmanHillard (New York, NY)
- …relationship management, measurement and analysis. Use of various influencer vetting and reporting tools required. + Strong Passion for Working with Clients within ... to ultimately produce high-performing content. + Strong understanding of industry regulatory and promotional rules. Must understand the disclosure guidelines as set… more
- Principal Financial Group (New York, NY)
- …governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund ... oversight for US fund platforms and ensure adherence to regulatory and Board expectations. + Oversee and enhance risk... and Board expectations. + Oversee and enhance risk reporting for fund Boards, including development of risk dashboards… more
- Tutor Perini (New York, NY)
- …client relationships, and ensure compliance with engineering standards and regulatory requirements. **Job Description:** **Project Planning & Management** + Develop ... + Review and approve subcontractor invoices and progress reports. **Communication & Reporting ** + Serve as primary point of contact for clients, engineers,… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …the systems that help us deliver world-class cancer care. Reporting to the?VP?of Epic Systems,?you'll?lead the strategy for infrastructure, environment ... execution under complex timelines.? + Deep knowledge of data protection, regulatory compliance, and system resilience standards.? + Exceptional communicator able to… more
- SMBC (New York, NY)
- …transactions, such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and monitor operating ... in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Qualifications and Skills** Deep… more
- Capco, a Wipro Company (New York, NY)
- …the region. This person will help manage the financial controls and internal reporting needs and focuses on achieving increased profitability for the Region. This ... responsible for assisting in analytical support including advanced Excel modelling, KPI reporting and operational process improvement. **What You'll Get to Do:** +… more
- Unity Technologies (New York, NY)
- …and continuous improvement of controls across SOX, PCI DSS, WCAG, and other regulatory frameworks. + Manage end-to-end audit and assurance activities, serving as the ... external auditors and ensuring timely delivery of evidence, remediation, and reporting . + Develop and maintain compliance strategy and governance, aligning… more
- Neuberger Berman (New York, NY)
- …markets expertise. + Stay informed on industry trends, competitive intelligence, and regulatory developments affecting ETF trading and capital markets. + Liaise with ... daily reviews of ETF website data/holdings to ensure compliance with regulatory requirements, including Rule 6C-11. **Qualifications:** + 6+ years of relevant… more
- Simon & Schuster (New York, NY)
- …Schuster. You will play a pivotal role in ensuring accurate financial reporting , strategic decision-making, and cost management practices. You will also supervise a ... team of three. **Key Responsibilities:** + **Cost Analysis and Reporting :** Analyze production costs, distribution costs, and other related expenses to provide… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …Conduct access reviews, certifications, and audits to ensure compliance with regulatory standards and internal policies. + Privileged Account Management engineering ... City, Middletown NJ, regional sites, or vendor sites as needed. + ** Reporting to** Associate Director, Identity & Access Management **Helpful Links:** Compensation… more
