- Aston Carter (Bellevue, WA)
- (Job Description) The Client Service Associate will assume responsibility for key aspects that support client -facing and operational functions of our wealth ... management group. The Client Service Associate will strive to support...annual Required Minimum Distributions from IRA accounts (Qualifications) + Series 65 License + 1-2+ years of… more
- Aston Carter (Bellevue, WA)
- Job Title: Client Services AssociateJob Description The Client Services Associate will be responsible for key aspects that support the client -facing ... Bachelor's degree in Finance, Accounting, or Business Administration. + Series 65 license or equivalent licensing. +...ClearlyRated Best of Staffing(R) double diamond winner for both client and talent service . The company is… more
- JPMorgan Chase (Bellevue, WA)
- …their wealth creates. You will be responsible for fostering and maintaining client relationships through exceptional service and targeted advice, providing a ... environment. **Job responsibilities** + Develop new and manage existing client relationships, providing exceptional service that exceeds...wealth planning, credit and banking concepts + Required Licenses: Series 7 and 66 (or 63 and 65… more
- KeyBank (Seattle, WA)
- …with all partners. At completion of the trainee program, the participant must hold FINRA Series 7 and 66 (or 63 & 65 ); state Life & Health Insurance ... delivery within assigned Branch(s), including the coaching and mentoring of branch personnel, client management, service delivery and other resources in order to… more
- Wells Fargo (Seattle, WA)
- …(SIE) exam co-requisite will be required + For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a ... to) years of experience, complement of clients serviced, banking services and options of various clients, and client...bankers to receive the IAR registration without completing the Series 65 /66 exam requirement. This list of… more
- TIAA (Seattle, WA)
- …+ 8+ Years Required; 10+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65 ; Series 66; Series 24 or ... for a specific territory and has overall responsibility to cultivate and grow client relationships within the market. This role will also be responsible for… more
- Raymond James Financial, Inc. (Seattle, WA)
- …goals for assets under management and required production. * Provides a high level of client service . * Manages the full scope of a client relationship ... by effectively communicating portfolio losses when necessary, while preserving client loyalty. * Develops client pipeline by...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Bank of America (Seattle, WA)
- …appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu of 66) though structured ... and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...* Managing a portfolio of clients by providing exceptional client care with industry leading products, services ,… more
- Bank of America (Mill Creek, WA)
- …appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses** (63 & 65 accepted, in lieu of 66) though ... and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...* Managing a portfolio of clients by providing exceptional client care with industry leading products, services ,… more
- Bank of America (Seattle, WA)
- …referral partners based on knowledge of client needs and potential product services recommended Required Qualifications: * **Currently holds Series 7 & 66 ... client requests and makes referrals to appropriate internal service providers based on client needs and...hold the 66 but have either a 63 or 65 , an offer can be extended with the condition… more
- Bank of America (Kenmore, WA)
- … needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If you ... client requests and makes referrals to appropriate internal service providers based on client needs and...hold the 66 but have either a 63 or 65 , an offer can be extended with the condition… more
- KeyBank (Seattle, WA)
- …and business development experience with proven results (required) **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65 ) (required) + Certified ... The Relationship Manager is at the center of this client promise acting as the primary client ...knowledge of financial wealth management and brokerage investment advisory services and products as well as knowledge of competitors… more
- Umpqua Bank (Seattle, WA)
- …solutions across investments, trust and wealth transfer, credit, deposit and other appropriate services . + Manage relationships by leading the client team in the ... establish, maintain, and build relationships with high-net-worth clients. Manages client relationships, monitors credit quality of loans and manages...CFA, CWS or AWMA, any one certification, preferred. + ( Series 7, 66 (or 63 and 65 )).… more
- Moss Adams LLP (Seattle, WA)
- …or professional services firm environment preferred + Insurance knowledge preferred + Series 65 preferred and/or willing to obtain within 180 days of hire ... the delivery of service to clients + Provides ongoing support of client relationships, handles day-to-day client requests and issues + Provides efficient and… more
- Coldstream Wealth Management (Seattle, WA)
- …providing customized portfolio management, sophisticated financial planning, and personalized client services to high-net-worth individuals and families. ... the next great step in your career in financial services . Coldstream Wealth Management is an independent wealth management...skills, detail orientation, and ability to prioritize effectively + Series 65 license and/or CIPM (Certificate in… more
- Bank of America (Seattle, WA)
- …development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations ... leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is… more