- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...+ Undergraduate degree required + 5+ years of related Audit experience required **Preferred Skills:** + Bank Investments… more
- JPMorgan Chase (New York, NY)
- …delivered through a local, dedicated team of specialists focused on fundamental wealth management disciplines, including investment management, wealth ... planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you...opportunity to foster a deep partnership with the alternative investments team and the review of internal and external… more
- US Bank (New York, NY)
- …Operations team.. This role will support audit coverage of the Wealth Management, Investment Advisory Services and Trust Operations business line. Operations ... support to Consumer and Business Banking, Payment Services, and Wealth Management and Investment Services business lines,...and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for… more
- US Bank (New York, NY)
- …Operations team. This role will support audit coverage of the Wealth Management, Investment Advisory Services and Trust Operations. Operations provides ... support to Consumer and Business Banking, Payment Services, and Wealth Management and Investment Services business lines,...and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager… more
- Scotiabank (New York, NY)
- Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... purpose driven winning team, committed to results, in an inclusive and high-performing culture. Audit Manager , US Capital Markets - New York, NY **Purpose** As… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- JPMorgan Chase (New York, NY)
- JP Morgan Wealth Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our ... global network of investment professionals while utilizing the latest technology and resources...latest technology and resources of the entire firm. Our Wealth Management teams develop deep, personal relationships with clients… more
- TD Bank (New York, NY)
- …position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth Management Services, Inc and Investment & Trust business lines ensuring ... colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct… more
- US Bank (New York, NY)
- …Operations team. This role will support audit coverage of the Wealth Management, Investment Advisory Services and Trust Products Operations business line. ... multiple business lines, including Consumer and Business Banking, Payment Services, and Wealth Management and Investment Services, as well as centralized support… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:**...future. Act as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office.… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory… more
- Citigroup (New York, NY)
- …client transactions with respect to business and individual banking, credit and investment products. Ensure transactions are completed within audit and ... consistently high quality banking, credit, trust, fiduciary, capital markets and investment services to target market clients + Strengthen private banking… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global...compliance to any relevant regulations and internal / external audit , compliance and control requirements + Produce and monitor… more
- Capital One (New York, NY)
- …Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...for and responding to questions from regulatory authorities and audit . + Ensure that all credit adjudications and daily… more
- City National Bank (New York, NY)
- …regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... a financial institution such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within a… more
- Bank of America (Pennington, NJ)
- …appropriate** **Conducts quality assurance reviews and provides routine supervisory manager approvals** **Researches complex operational and client requests, issues, ... mitigation opportunities to senior management** **Supports risk management and audit processes, including identification of issues, development of mitigation… more
- Charles Schwab (Morristown, NJ)
- …includes direct oversight of 12 Branch Managers and their teams, who deliver Wealth Management services to individuals and families to meet their financial needs. As ... continuous improvement. + Practice effective resource management, fully using our current investments and advocating for high value additions. + Grow, enhance and… more