- American Express (New York, NY)
- …and effective second line independent Compliance oversight. The Senior Manager, Compliance Risk Assessment Program, supports the development, governance, ... and operationalization of the enterprise Compliance Risk Assessment (CRA) framework. Operating within the 2nd Line of Defense (2LOD), this role is… more
- Prime Therapeutics (Trenton, NJ)
- … compliance gap closures throughout the business, partnering to facilitate company-wide Compliance Risk Assessment , and conducting new and ongoing ... passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst ( Risk Assessment and Oversight) - Remote **Job Description** The… more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …accountability for the R&D compliance program and ethical culture. + Provide compliance risk assessment , education, oversight and guidance for Global R&D ... as well as to help navigate current and anticipated compliance risk and related challenges. The role...shall maintain appropriate independence and objectivity to provide an assessment of potential risk faced by the… more
- American Express (New York, NY)
- …effective processes. + Support an effective Compliance program including Compliance Risk Assessment , Regulatory Change Management, and contribute ... of US consumer regulations and trends for potential impact to Compliance risk assessments. + Assist in preparation for regulatory inquiries and examinations.… more
- American Express (New York, NY)
- …implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), ... and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... stakeholders to support the implementation of enhancements to the Firm's overall compliance program + Assess applicability, coordinate impact assessment and… more
- American Express (New York, NY)
- …other key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management ... internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect… more
- Datavant (Trenton, NJ)
- …surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk Assessment , Monitoring & Auditing: Support in the ... compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the effectiveness of program controls and ensure… more
- Barnes & Noble (New York, NY)
- …determined by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of ... and analysis of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance … more
- Google (New York, NY)
- …requirements in a complex environment. + Experience with control frameworks, including risk assessment , compliance testing, monitoring, and governance. ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New York, NY, USA **Advanced** Experience owning outcomes and decision… more