- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- American Express (New York, NY)
- …Headquarters (AENB HQ) and Enterprise Shared Services (ESS) The objective of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting ... inherent and residual risk. The Manager-Risk ID, Assessment & Testing , Corporate Functions Control Management will report...criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing )… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:...ongoing test statuses and provide feedback to manager and Corporate Compliance , highlighting issues or areas of… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …implementation of Compliance programs to mitigate risk. US COC oversees a corporate oversight compliance risk management program. The Compliance Manager ... compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would… more
- Mizuho Corporate Bank (New York, NY)
- …(ie calendar invites, prepare decks, note taking) Americas Treasury Department (ATD) Compliance coverage Assist with and develop controls, monitoring and ... the financial services industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...regulatory requirements. In addition to testing in search of any control weaknesses, the FCC… more
- Sanofi Group (Morristown, NJ)
- …Monitor within the Ethics & Business Integrity department at Sanofi, you will lead compliance monitoring activities within the US Monitoring Team. This ... of what's possible? Join Sanofi in one of our corporate functions and you can play a vital part...Business Integrity Department and cross-functional teams to ensure robust compliance monitoring controls and effective remediation of… more
- Atlantic Health System (Morristown, NJ)
- …site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings At Atlantic Health System, ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more
- Mizuho Corporate Bank (New York, NY)
- …responsibility will be to work with key stakeholders to manage Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems to detect and ... and productivity assessments to determine the effectiveness and comprehensiveness of monitoring systems. Additionally, you will coordinate data quality and data… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your ... The AML Surveillance Associate is responsible for ensuring efficient identification and monitoring of suspicious activities and transaction in the Bank and ensure… more
- Mizuho Corporate Bank (New York, NY)
- …for Mizuho America's Financial Crimes ("FCC") Models, which include Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems models. Your ... underlying rules, threshold values, parameters, and assumptions, ensuring that the monitoring systems remain effective and aligned with current risks. + Overseeing… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as an IT Business Analyst, Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role… more
- Mizuho Corporate Bank (New York, NY)
- …is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, firmwide regulatory projects and other regulatory-related matters. ... Additionally, the department oversees regulatory change management, which involves monitoring and analyzing new and emerging regulations, assessing their impact on… more
- Mizuho Corporate Bank (New York, NY)
- …+ Assist with business analysis, requirements gathering , implementation and testing of regulatory reporting system solutions + Provide training and guidance ... and examinations + Coordinate requirements and implementation with Legal and Compliance . + Review new products and ensure appropriate regulatory implementation to… more
- TD Bank (New York, NY)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- Mizuho Corporate Bank (New York, NY)
- …communication. + Measure and Continuous Improvement + Implement a comprehensive continuous monitoring program to evaluate the effective risk mitigation, + Champion a ... regulatory requirements and supervisory expectations for Business continuity. Ensure compliance with relevant regulations and industry standards. Qualifications +… more