- SMBC (Jersey City, NJ)
- …Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The Associate follows established guidelines ... under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of...testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks. + Ensures compliance with… more
- Scotiabank (New York, NY)
- …with BSA/AML/ OFAC regulatory examinations. The candidate will support the Director , US AML Audit by evaluating the control environment, fostering an inclusive ... but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will...and review of audits, including providing high quality, value-added advisory services to Management as part of audits or… more