- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- American Express (New York, NY)
- …Management, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will ... Risk Management will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and mitigation efforts (ie, … more
- BMO Financial Group (New York, NY)
- …#bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first - line risk oversight for the Commodities Trading business, ... **Strategic Risk Leadership:** Define and execute the first - line risk strategy for Commodities...control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising… more
- Raymond James Financial, Inc. (New York, NY)
- …in broker-dealer or wealth management firms preferred, especially with exposure to front-office or first - line risk roles in addition to second- line ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- Capital One (New York, NY)
- … Management, Business Continuity, Payment Risk , Network Conflict Risk ) and the First Line Risk Offices. The role will also provide Subject Matter ... One is seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor) interested in becoming part of our Audit...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- American Express (New York, NY)
- …oversight program. The program provides credible challenge and independent oversight of the first line risk taking activities, ensuring resilience is ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...+ Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets,… more
- JPMorgan Chase (New York, NY)
- …etc. + Participate in various projects, such as those relating to the challenge of " first line " risk assessments + Draft and implement compliance policies ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Credit business. Your role will involve daily interactions with senior -level business decision-makers and corporate functions in a dynamic,… more
- American Express (New York, NY)
- … management, corporate communications, crisis management and or related fields. + Experience in a first or second- line risk role with focus on risk ... We are seeking a highly motivated and detail-oriented Reputation Risk Senior Manager to join our growing...and campaigns. + Perform monthly testing of 1 st line reputation risk matter decisions to ensure… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within ... serve as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations,...may change from time to time. 1. Engage in risk management activities with the line of… more
- MUFG (Jersey City, NJ)
- …will lead and oversee the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit ... to protect the firm's assets, information, and reputation. The First Line Business Unit Risk ...Maintain strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk… more
- TD Bank (New York, NY)
- …for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000...more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the… more
- Citigroup (New York, NY)
- …and Challenge:** Provide independent, expert-level review and effective challenge of the First Line 's due diligence, transaction risk assessment, and ... responsible for providing independent and credible challenge to the First Line of Defence on capital markets...markets activities. The successful candidate will serve as the senior Risk representative on the firm's newly… more
- American Express (New York, NY)
- …independent reviews of commercial credit risk processes and provide effective challenge to first line teams. + Identify credit risk metrics (eg KRIs and ... for first line teams. + Conduct...+ Ability to clearly communicate oversight findings to credit risk peers, business partners, and senior leaders.… more
- Bloomberg (New York, NY)
- …review, and stakeholder interviews + Operate as an educator and partner by facilitating First Line of Defense (FLOD) risk execution and partnering on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...+ Prior experience in either a 1st or 2nd line of defense capacity + Self-starter, with the ability… more
- Bloomberg (New York, NY)
- …policy & procedure review, and stakeholder interviews + Operate as a partner by facilitating First Line of Defense (1LOD) risk execution and partnering on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...+ Prior experience in either a 1st or 2nd line of defense capacity + Understanding of risk… more
- TD Bank (New York, NY)
- … risk owners and compliance oversight functions + Support the assessment of first - line risk owners' alignment with compliance requirements to ensure that ... metrics and indicators (KRIs/KPIs) + Provide assurance and validation of first - line compliance program effectiveness, including methodology alignment, policy and… more
- CIBC (New York, NY)
- …+ Risk Mitigation and Oversight: Oversee and challenge the effectiveness of first line risk mitigation activities to ensure controls, policies, and ... The RCM program establishes CIBC's firmwide approach to compliance risk oversight and assessment of compliance risk ...testing results impacting RCM controls within CFC's oversight. Support first line in remediating RCM deficiencies. +… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control, and Front Office Technology to ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed… more
- Bank of America (New York, NY)
- …the independent point of view from the 2nd line of defense. **Role Summary: Risk Management Sr Specialist** This is a quantitative role focused on the design ... Financial Risk Analytics Sr . Specialist New York,...of presentation materials to facilitate review and discussion of risk measurement issues with senior management, auditors,… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Enterprise-Financial- Risk -Capital- Risk - Sr -Specialist\_25005709-2) **Job Description:** At Bank… more