- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...exams and ad hoc requests related to Enterprise Risk Management , Risk Chief Administrative Officer , Data Analytics… more
- Bloomberg (New York, NY)
- …with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global ... responses. + Maintainregulatory engagement data and prepare and produce management information andreporting on the global regulatory engagement program… more
- MTA (New York, NY)
- …all operations, training, and development aspects to promote organizational effectiveness and change management . Coordinate with MTA HQ People leads on delivery ... departmental leadership. Recommend strategies to address identified needs and facilitate change management . Foster a climate of professionalism, continuous… more
- Public Consulting Group (Trenton, NJ)
- … regulatory expertise help state and municipal health agencies respond to regulatory change , improve access to health care, maximize program revenue, improve ... will need a strong background in IT management , software development, project management , business analysis, and change management . You will also lead… more
- Bank of America (New York, NY)
- …issues such as talent management , employee relations, org design/development, change management , etc. + Must have experience working directly with/consulting ... across the bank such as talent acquisition, compensation, employee relations, regulatory compliance, performance management , and employee engagement and… more
- Scotiabank (New York, NY)
- …and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Amalgamated Bank (New York, NY)
- …to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. 4. Assist ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure...Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By joining… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Marex (New York, NY)
- …with the design of controls and tests, development of supervisory MI, implementing regulatory change events and remediation efforts, development of policies and ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance advisory...procedures, and assisting with regulatory exams. This role may also expand to cover… more
- City of New York (New York, NY)
- …to ensure compliance with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC Law Department to minimize ... and other amendments. Under the supervision of the Deputy Agency Chief Contracting Officer (DACCO), and the Assistant Deputy Agency Chief Contracting Officer … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's Commercial ... units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels. Additionally, in coordination with...are either upgraded or exited. Support robust, ongoing portfolio management efforts, with a primary focus on risk rating… more
- TD Bank (New York, NY)
- …the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works independently as ... the senior officer and may coach and educate others + Individual...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Arc Mercer (Ewing Township, NJ)
- …per year | Full Time Position: Program Integrity and Compliance Officer Compensation: $120,000 - $130,000 based upon experience Status: Full-Time Category: ... are seeking a highly motivated and experienced Program Integrity and Compliance Officer to ensure our organization adheres to all applicable laws, regulations, and… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... business. Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- City of New York (New York, NY)
- …systems development, network administration, audio/visual services, business process re-engineering, change management , program management , security ... administration, service desk, computer operations, telecommunications, and document management . The Deputy Chief Technology Officer (DCTO) for Application and… more
- Bloomberg (New York, NY)
- …for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and ... **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office...Bloomberg products develops, you will support the firmwide risk management program and have the ability to identify, and… more