- Wells Fargo (Iselin, NJ)
- …self, and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer . This Senior Lead ... and ensuring compliance with relevant regulations and industry best practices. The Senior Lead Control Officer will collaborate with various stakeholders… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Zurich NA (Parsippany, NJ)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer...to development of u/w manuals, programs and guidelines. + Lead complex technical or long-term (over 6 months) business… more
- City National Bank (Jersey City, NJ)
- *CREDIT RISK REVIEW OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... exceptions are adequately identified, fully justified and properly approved. May lead credit review examinations, prepare final reports, and conduct overall meetings… more
- NJEDA (Trenton, NJ)
- Overview Job Summary The Senior Servicing Officer independently manages credit risk and customer relationships for an assigned portfolio of loans, guarantees, ... staff. EDA Overview + Join the NJEDA and help lead New Jersey to sustainable economic growth, fostering equitable...and train less experienced staff ex. intern or Servicing Officer (eg Interns, Temporary Staff, Servicing Officers etc. $76,184… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... matters, as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics...analysis of reports to be distributed to business committees, senior management, auditors and regulators. + Contribute to accurate… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Investigator 1, Senior Investigative Officer Occupational Category Other Professional Careers Salary Grade NS ... applicable NYS Laws.* Utilize familiarity with critical concepts such as compliance with discovery laws and practices, evidence collection, undercover operations and… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...lead , and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Bloomberg (New York, NY)
- …Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement Lead , the Chief Risk Office and Global Compliance teams, and key Business ... to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management....hoc assignments as directed by the Global Regulatory Engagement Lead and GlobalHead of Shared Risk and Compliance… more
- Citigroup (New York, NY)
- …standards. **Qualifications** : + Treasury experience + 15+ years' experience as a senior finance officer in a global organization + Knowledge and experience ... Job Description: Lead Financial Officers (LFO) are accountable for leading...business initiatives to deliver financial performance + Partnering with senior management to deliver on financial objectives, including revenue… more
- Wells Fargo (New York, NY)
- …empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our ... trade surveillance controls in FICC, while escalating potential issues to Senior Management. This position will require extensive product knowledge and potentially… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... non- compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... required to negotiate internally and externally, often at a senior level. Accountable for the end results of an...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- New York University (New York, NY)
- …on International Cooperation (CIC) at New York University seeks a Program Officer (Researcher) to independently produce research at a high-quality level, under ... of the Program Director Multilateral Reform Program. The Program Officer , under the guidance of the Program Director, takes...under the guidance of the Program Director, takes a lead role in the development and drafting of reports,… more
- City of New York (New York, NY)
- …for and supported. - Collaboration is at the heart of the Deputy Chief People Officer role. You will work closely with senior leadership to align People and ... that is mission-driven and committed to continuous improvement. The Deputy Chief People Officer - People and Culture reports directly to the Chief People Officer… more
- MongoDB (New York, NY)
- … program, ensuring alignment with industry standards and regulatory requirements + Lead compliance audits and investigations, preparing detailed reports and ... MongoDB to build next-generation, AI-powered applications. MongoDB seeks a senior individual to act as the VP focused on...to all applicable laws, regulations, and industry standards + Lead and manage compliance audits and investigations,… more