- Raymond James Financial, Inc. (New York, NY)
- …and performance. + Working knowledge of how technology can support the investment advisory supervision function. **Ability to** * Develop and execute strategic ... + Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across… more
- Fifth Third Bank, NA (New York, NY)
- …any such payment based upon company, line of business and/or individual performance. Vice President , Investment Banking At Fifth Third, we understand the ... Strategic Advisory assignment SUPERVISORY RESPONSIBILITIES: Direct day to day supervision of the IB Associates and Analysts. Responsible for providing employees… more
- BlackRock (Princeton, NJ)
- …a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. ... Boston, Atlanta or San Francisco **Business Description:** BlackRock's US Wealth Advisory business manages the firm's relationships with US retail investors and… more
- BlackRock (New York, NY)
- …a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. ... problems, generate alternative solutions, and make decisions with little direction/ supervision . **Requirements** + A JD with superior academic credentials from… more
- Datavant (Trenton, NJ)
- …within the Provider Privacy team in Datavant's Legal department. Reporting to the Vice President , Provider Privacy, this role will support compliance with HIPAA ... that quality activities support privacy and regulatory compliance. + **Provider Product Advisory Support:** Partner with the Provider Product team to advise on… more
- Mizuho Corporate Bank (New York, NY)
- …ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory ... + Ability to execute some BAU programs and operations with minimal supervision . + Ability to engage with internal stakeholders and develop strong internal… more