- TD Bank Group (New York, NY)
- …crime laws, regulations, and guidance. Provide oversight of, and credible challenge to, the first line of defense. Provide customized training and to ensure that ... York, New York, United States of America Hours: 40 Line of Business: Financial Crime Risk Management...FCRM TDS Business Oversight. Primary duties include: Demonstrate governance, control and risk management behaviors aligned with… more
- Morgan Stanley (New York, NY)
- …and data analytics to extract risk insights is required to develop 2nd line risk monitoring and management tools and reports. Specific Functions - Assist in ... 600 locations. As this role sits in the 2nd line Wealth Management Risk coverage organization, a...frameworks, including loss data processes, issue and remediation processes, risk and control self assessments, and scenario… more
- MUFG Bank, Ltd. (New York, NY)
- …with a structured credit business or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk ) role. This can be from either the ... Underwriting: The candidate will work closely with the Business Line in the structuring and underwriting and control...terms is a strong plus. Experience in a Second line Risk function at a financial institution… more
- MUFG Bank, Ltd. (New York, NY)
- …are being adhered to Propose applicable updates to policies and procedures Lead risk assessments, identify issues and/or control gaps, analyze gaps, document and ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...management Validate and challenge data and results to ensure risk ratings are accurately stated, agreed to, and understood… more
- Brown Brothers Harriman & Co. (New York, NY)
- …projects, working with senior management to facilitate the identification and resolution of risk and control issues. The Senior Audit Manager- IT Cyber and ... that assist BBH's businesses and support areas in improving their control environments, streamlining their businesses, and achieving operational excellence. The… more
- Citigroup, Inc. (New York, NY)
- …that early warning signs are established and proactively addressed. CLM represents a critical " first line of defense" control function for the bank, ensuring ... Citi CCB clients, working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business objectives. This can… more
- RSM Global (New York, NY)
- …for experienced professionals to join our rapidly growing Global Banking Risk Consulting Practice, focused on Consumer Compliance Consulting. Candidates for this ... with daily challenges and exciting opportunities. Consumer Compliance Senior Associates have front line exposure to the detailed work that our teams are executing on… more
- Scotiabank (New York, NY)
- …processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB ... US-domiciled business deposits products and related solutions. Accountabilities: Leads and drives a customer- first culture to be able to bring in new clients to the… more
- Jerry (New York, NY)
- …Proactively identify opportunities to enhance our home insurance product strategy in line with broader company objectives. Bring data, research, and user insights to ... lead to resolve product issues quickly Conduct ongoing quality control audits to ensure the customer journey is seamless...distribution. Collaborate with Legal team on compliance and mitigating risk in our product What we're looking for: 4+… more
- Brex (New York, NY)
- …enterprises - including DoorDash, Flexport, and Compass - use Brex to proactively control spend, reduce costs, and increase efficiency on a global scale. Working at ... every member of our team directly affects our bottom line . We focus on generating new opportunities, acquiring new...close Demonstrated ability to ramp quickly and close your first deal within 90 days Experience speaking the customer's… more
- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- Tradeweb (New York, NY)
- …is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... in collaboration with control owners. + Oversee first line control design and...experience in operational risk , business controls, or first line risk management, ideally… more
- SMBC (New York, NY)
- …with applicable laws, rules, and regulations; + Leads and facilitates the execution of the first - line Risk & Control Self-Assessment (RCSA) for HR and ... Human Resources & Legal Control Officer is a change agent and risk management expert within the first line of defense. The role provides the HR and Legal… more
- Santander US (New York, NY)
- … risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- Tradeweb (New York, NY)
- …capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage adequacy, and issue ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- Mizuho Corporate Bank (New York, NY)
- …ensure the firm maintains a robust control environment, MUSO has developed a first line , risk based Internal Controls Testing (ICT) Program. As Business ... Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of...effectiveness. Internal controls serve as a component of the first line of defense in mitigating risks,… more
- MUFG (New York, NY)
- …Losses, etc) + Risk Assessments + Assist with the execution of front- line risk assessment activities (ad hoc Risk /Controls review, all components ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...member of our recruitment team will provide more details. Risk and control officer will be responsible… more
