- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... + Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit … more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** This position reports into the VP , Senior Audit Manager - Credit, responsible for providing independent and ... and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, ...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- Synchrony (New York, NY)
- …Reporting directly to the Head of IT Audit , the VP , IT Audit Senior Manager is responsible for working closely with the Head of IT Audit ... execute an innovative and industry leading approach to IT Audit strategy across Synchrony. Leading a team of IT...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- Citigroup (New York, NY)
- …process for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related ... within Citi's Institutional Credit Management ("ICM") Credit Underwriting ABS team works with senior Underwriters and the ABS business team in the underwriting of a… more
- Wolters Kluwer (New York, NY)
- The ** Vice President , Commercial Product Management** serves as the strategic business leader for the US Professional Business Unit, with a focus on the end-end ... strong collaboration & user experience journey mapping with the VP Product Management for the Audit and...deep understanding of market dynamics and customer needs, the Vice President will translate strategic insights into… more
- JPMorgan Chase (New York, NY)
- …your cyber security career to the next level. As an Assessment & Exercises Vice President at JPMorgan Chase within the Cybersecurity Technology and Controls, you ... ensuring complete and timely reporting on program status to senior management stakeholders. + Ensure quality standards are achieved...Capabilities, and Skills** + Excel and PowerPoint skills. + Manager level audit experience. + Experience with… more
- JPMorgan Chase (New York, NY)
- …a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice President , you will manage the control environment for the North America Rates & ... a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control… more
- JPMorgan Chase (New York, NY)
- …compliance, and inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics ... framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in partnership with the...Line of Defense Partners (Legal, Compliance, Op Risk, and Audit ) to understand their priorities and engage them as… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... of professional experience in financial services, with expertise in controls, audit , quality assurance, operational risk management, compliance, or a related… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** ... understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI… more
- BMO Financial Group (New York, NY)
- …and advisory services to clients around the world. #bmocapitalmarkets **MANDATE** The VP , Capital Markets Conduct Risk Management, is a member of the Regulatory ... responsible for overseeing Capital Markets conduct risk framework and related activities. The VP is also accountable for helping to promote an inherent culture of… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... this role. **Job Description:** We're looking for a technically skilled and business-savvy VP to join our Equities Client Strategy & Analytics / Front Office Global… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance Monitoring & Testing ... other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Citigroup (New York, NY)
- …have outstanding leadership, communication, and influencing skills as this leader will work with senior leaders, and audit partners on a regular basis. + Ability ... the successful candidate will provide comprehensive support and coverage for the hiring manager . Working within a team of former traders who can provide guidance and… more
- Research Foundation CUNY (New York, NY)
- Job Title: Sr . Manager of Data Strategy and Reporting PVN ID: LA-2511-007127 Category: Administrative Services Location: LAGUARDIA C. C. Job Description General ... LaGuardia Community College invites applications for the position of Sr . Manager of Data Strategy and Reporting....Data Strategy and Reporting will collaborate closely with the Senior Directors of Workforce Development and CAPP, as well… more
- TD Bank (New York, NY)
- …New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US Finance ... + Ability to work independently and collaboratively under tight deadlines. The VP , Specialized Finance Manager , TDS provides seasoned specialized knowledge,… more
- TD Bank (New York, NY)
- …The Manager , Transaction Banking & Payments, Finance will report into the Senior Manager , Transaction Banking & Payments, Finance. This is a newly created ... (MBA, CFA, or CPA) would be an asset. The VP , Specialized Finance Manager , TDS provides seasoned...context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and… more
- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance ... are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation… more
