- TD Bank (Portland, ME)
- …a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight of ... availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead… more
- TD Bank (Portland, ME)
- …role. **Line of Business:** Finance **Job Description:** The Sr. Specialized Finance Manager provides top technical expertise for overall functional area and provide ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (Portland, ME)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in ... a mission to build a more resilient and scalable compliance risk management function. As part of...to their Compliance Management System programs. The Compliance Manager will lead important projects and… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk … more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... etc.) + May be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk...be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** Ultimately, this is a very...be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TD Bank (Portland, ME)
- …for this role. **Line of Business:** Human Resources **Job Description:** The Payroll Compliance & Projects Analyst plays a key role in supporting the governance, ... control, and compliance strategy for the North American Payroll function, partnering...broader business objectives. This role leads and supports complex, high- risk initiatives, ensuring successful project execution and process optimization.… more
- Indeed (Portland, ME)
- …resilience, and business performance. **Responsibilities** + Drive the design, execution, and reporting of risk -based internal audit plans focused on operational ... analytics to enhance efficiency and insights. + Plan and execute audits-including risk assessments, testing, documentation, and reporting -in alignment with audit… more
- M&T Bank (South Portland, ME)
- …Proactively bundle products and services as appropriate. + Adheres to applicable compliance /operational risk controls in accordance with Company or regulatory ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- Sweetser (Brunswick, ME)
- …program needs in alignment with industry standards and organizational mission. The Manager ensures quality care, compliance with regulations, sound fiscal ... Manager - Adult Residential Services Job Code:12942 Location:Brunswick...with budgetary requirements. *Monitor and ensure quality of care, risk management, documentation, and adherence to program standards. *Actively… more
- TD Bank (Portland, ME)
- … reporting in response to new or amended regulations + Partners with Compliance , Risk , Technology, and other business units to ensure trading activities align ... oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership… more
- Northern Light Health (Portland, ME)
- …Week: 40.00 Work Schedule: 8:00 AM to 5:00 PM Summary: The Administrative Manager is responsible for operational, financial and strategic management of his or her ... and the highest level of ethical standards. The incumbent is responsible for reporting all security events, potential events, and other security risks to the… more
- NBT Bank (Portland, ME)
- …ongoing customer service and documentation support acting as the Relationship Manager 's liaison on assigned commercial accounts, providing professional and superior ... to ensure data accuracy, avoid losses, and reduce undue risk . The Commercial Loan Administrator is responsible to handle...of loan documentation, and ensure bank policy and regulatory compliance . This is an entry level position within the… more
- CDM Smith (Portland, ME)
- …corporate governance requirements and local and international regulatory laws for reporting , addressing any non- compliance . * Collaborates with Client Service ... the effective management of processes for business forecasting, budgets, consolidation, and reporting to the firm. * Directs and partners on technical innovation,… more
- Raymond James Financial, Inc. (Portland, ME)
- …and compliance guidelines. **Skill in** + Operating client relationship manager system and other required software applications to produce financial plans, ... fully position new Advisors for success. In conjunction with a Mentor, Branch Manager , and/or a team of Financial Advisors, the Financial Advisor Trainee will learn… more
- CDM Smith (Portland, ME)
- …Services Group. Reporting to and working in partnership with the Manager , Human Resources Business Partner, this role will provide strategic HR leadership, ... Partner will play a key role in mitigating organizational risk and ensuring compliance with company policies...Smith Placement Agreement from the CDM Smith Recruitment Center Manager to receive payment for your placement. Verbal or… more
- UNUM (Portland, ME)
- …accurate cash reporting , and assists with bank structure management and risk management activities. Produces reports to aid in the forecasting of cash needs ... treasury operations while applying data analytics to improve financial reporting , decision-making, and process efficiency. This role combines traditional treasury… more