- Home Depot (Nanuet, NY)
- …caused by theft and fraud and supporting safety and environmental program compliance in their assigned store/multiple stores. They utilize tools to minimize loss ... must report any hazardous or unsafe condition to the Manager on Duty and carry out job responsibilities in...out job responsibilities in a manner that minimizes the risk of injury to themselves, other associates, vendors, customers,… more
- RGP (New York, NY)
- …an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will...leaders. + Opportunities to engage in strategic, regulatory, and operational initiatives across leading financial institutions. + Exposure to… more
- Warner Music Group (New York, NY)
- …work + Manage affiliate audits to assess financial, operational , and compliance processes and evaluate effectiveness of risk mitigation activities + Review ... the creative spirit of a nimble independent. **Job Title: Manager , Internal Audit** **A little bit about our team:**...dynamic, innovative, and impactful way. Our work includes SOX, operational audits, and proactive risk management for… more
- HSBC (New York, NY)
- …a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, in the financial services industry, preferably with ... Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,...knowledge and best practice across US and the wider Compliance Function and Group Operational Effectiveness and… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- SMBC (New York, NY)
- …Model Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational models within the ... organization. This role requires collaboration with model developers, risk managers, and business stakeholders to establish and enforce model governance frameworks.… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- Banc of California (New York, NY)
- …Cross collaborate effectively and concurrently with key constituents including legal counsel, credit/ risk management teams, and operational teams. + Provide a ... of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in...WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key member of our fast-growing… more
- Banc of California (New York, NY)
- …role in the future of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in creating a dynamic and ... more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all...is responsible for hands on management of all credit risk aspects of the lending process and the Corporate… more
- Neuberger Berman (New York, NY)
- …Compliance , Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project … more
- Port Authority of New York and New Jersey (New York, NY)
- **Description** About the Role Reporting to the Senior Project Manager , TB&T Operations Services, the Environmental/Operations Programs Specialist will assist and ... TB&T facilities, including proper reporting, tracking, follow up and communications in compliance with local and state regulations. + Manage departmental efforts to… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk , Legal, Operations, and other control partners to ensure… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational - Risk - Manager Americas-Control-Room-… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance -and- Operational - Risk - Manager --Foreign-Exchange-Coverage\_24031374-2) **Job Description:**… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10045734 ... key Legal, Risk , Business and Technology partners, in delivering a Compliance Risk Management Program (Program) and contributing to key regulatory… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER ...7 years of experience in risk management, operational risk management, compliance , or audit ... II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and...people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems,… more
- American Express (New York, NY)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manages operational risks associated with...enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk Management, the Manager… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for ... assisting the Firm in identification, evaluation, control testing, and management of operational risk , whilst supporting risk strategy and driving proactive … more
- M&T Bank (New York, NY)
- …second line risk management services and oversight in line with Operational Risk program and practices, industry standards, and management expectations. The ... role includes providing independent and objective insights relative to Operational Risk program and practices to guide...Experience Required:** Bachelor's degree and ten years' experience in compliance , legal, audit, risk or other relevant… more
