- Neuberger Berman (New York, NY)
- …departmental procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight , and business scalability. ... delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales,… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** Americas Division (AD) New Business Manager with responsibility to facilitate the end-to-end delivery of ... a clear framework to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage… more
- HSBC (New York, NY)
- Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 21 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...for HSBC US. The US Financial Crime Sanctions Advisory Manager is responsible for providing subject matter expertise and… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- Tutor Perini (Mount Vernon, NY)
- …Project** in New York. **Tutor Perini O&G JV** is seeking a **QA/QC Manager ** to join the project in **Manhattan, NY** **About Manhattan Jail Project** ... and attend and verify tests and inspections required to ensure material compliance with the plans and specifications + Contract Document requirements execution and… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- Port Authority of New York and New Jersey (New York, NY)
- **Description** About the Role Reporting to the Senior Project Manager , TB&T Operations Services, the Environmental/Operations Programs Specialist will assist and ... operations. This includes managing and participating in the development and oversight of environmental, health and safety, operating improvements, maintenance trades… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... a true team player. The highest integrity relates to corporate standards and compliance + Progress towards professional certifications such as FRM, CFA, CAIA or… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- SMBC (New York, NY)
- …Americas Division Control Office is seeking a highly organized and experienced program manager to join our team. The Program Management and Documentation VP will be ... control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... may vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in ... on availability and individual circumstances._ **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...+ 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or… more
