- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- ADP (Roseland, NJ)
- …trade sanctions/export controls requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic ... business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic...that may impact and/or benefit the success of the financial crimes compliance program. + In cooperation… more
- Bank of America (Jersey City, NJ)
- Sr. Global Financial Crimes Investigator Charlotte, North Carolina;Jersey City, New Jersey **To proceed with your application, you must be at least 18 years of ... responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of… more
- TD Bank (New York, NY)
- …the completion of necessary compliance/new process assessment templates + Contributes to Quality Assurance activities by supporting the development of test ... project governance controls to ensure projects meet all performance, quality and compliance standards and conforms to appropriate disciplines...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- ADP (Roseland, NJ)
- …Practice, Export Controls, Economic and Trade Sanctions will support the VP, Global Financial Crimes Officer in designing an innovative and effective Anti-Money ... across domestic and international business operations by conducting risk assessments, developing quality assurance processes and performing quality control… more
- Guardian Life (New York, NY)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- City of New York (New York, NY)
- …not limited to: - Conducting and managing fieldwork, consisting of surveillance, quality assurance checks, and various undercover operations. - Reviewing ... communities, and other contacts. - Gather information through collateral contacts, financial institutions, and other law enforcement agencies. Use various City… more
- Wells Fargo (New York, NY)
- …with review and processing of netting determinations, post-execution support including quality assurance reviews of executed documentation and reviewing and/or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 4+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more