- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- Teledyne (New Brunswick, NJ)
- … Manager , Customs Compliance ** ! **Position Summary:** The Customs Compliance Manager is responsible for the development, implementation, and management ... with exceptional management, communication, and collaboration skills. The Senior Customs Compliance Manager will support Teledyne business units in managing… more
- Scotiabank (New York, NY)
- …Officer in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness ... detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade ...of a comprehensive and strategic audit plan for Global Compliance Trade Surveillance , ensuring auditable… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range ... an important bridge to this key global market for trade and investment flows across the Americas and the...the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance , to… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation ... and maintaining effective communications and reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst, you will...understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master… more
- BMO Financial Group (New York, NY)
- …and maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance , and identifying and corrects possible gaps and ... the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on...program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned… more