- TD Bank (New York, NY)
- …details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a ... Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will...departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance … more
- TD Bank (New York, NY)
- …for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory ... initiatives in a complex regulatory environment. This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS… more
- TD Bank (New York, NY)
- …Data Governance & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple ... team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Teledyne (New Brunswick, NJ)
- …include aerospace and defense, factory automation, air and water quality environmental monitoring, electronics design and development, oceanographic research, ... used worldwide in machine vision, document scanning, image capture, surveillance , process monitoring, manufacturing inspection, medical imaging, and multimedia. As… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their lifecycle. This… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... stakeholder partnerships. + Work closely with engineering organizations to ensure quality software deliveries, aligning with product visions and customer needs. +… more