- Semafor (New York, NY)
- …what to trust. We are building Semafor to enable world-class journalists to deliver reporting and insights with rigor in journalistic forms that ensure a new level ... world. Want to join us? Read on. About this Role The Director/ Senior Director, Sales & Strategic Partnerships will be responsible for identifying, developing,… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... monitor business activities. Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge… more
- TD Bank Group (New York, NY)
- …broad managerial and deep specialized knowledge at the enterprise, business, regulatory and industry levels Senior specialist providing advisory services ... for this role. Line of Business: Product Management Job Description: The Lockbox Senior Product Manager is responsible for overseeing the management of the company's… more
- TD Bank Group (New York, NY)
- …Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management. Strong ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank Group (New York, NY)
- …Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- MUFG Bank, Ltd. (New York, NY)
- … requirements Assess business continuity/disaster recovery risks and policy /standard/procedure compliance relating to controls design and effectiveness, testing ... Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered to Propose applicable… more
- Crdit Agricole CIB (New York, NY)
- …details in accordance with the standards set out in the internal policy /procedures and that a third-party can reasonably understand the testing performed and ... which may include the Chief Compliance Officer, the Executive Committee and Senior Management Track and monitor issues identified from the assigned compliance… more
- BBVA (New York, NY)
- …*Ensure that all agreements are in compliance with internal policies and regulatory requirements. Maintain and update a centralized database of all trading ... and other internal teams to align agreement terms with business and regulatory requirements. *Serve as the primary point of contact for counterparties regarding… more
- TerraForm Power (New York, NY)
- …PPA offtakers, landowners, local government and permitting agencies etc.), project reporting , performance analysis, preparation of capital and O&M budgets and ... the internal financial group to support their external and internal analysis and reporting requirements. The Solar Asset Manager will work closely with the Solar… more
- Citigroup, Inc. (New York, NY)
- …and affordable housing financing. The SP F&S Business Manager is a senior level position within the Citi Markets COO organization, responsible for working ... in partnership with other stakeholders across Risk, Finance, Legal, Compliance, Regulatory and other verticals. The primary responsibilities will include addressing… more
- Pyramid Consulting, Inc. (Jersey City, NJ)
- …processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,). Presentation and reporting skills including ... work location). Key Responsibilities: Demonstrate Client's commitment to managing the firm's regulatory risk by assisting in the administration of a comprehensive … more
- PIMCO (New York, NY)
- …with our insurance partners. The successful candidate will partner closely with senior client engagement team leads and associates to create a best-in-class client ... of strategic partnerships and expansion of wallet share. RESPONSIBILITIES Support senior Account Managers in managing book of complex insurance client relationships… more
- Morgan Stanley (New York, NY)
- …around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self- regulatory agencies that ... business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the...making. - Help lead the monthly and quarterly risk reporting for WM ORD Coverage team that will be… more
- Group PMX (New York, NY)
- …field. The M/WBE compliance analyst is responsible for monitoring, analyzing, and reporting on the progress of participation and ensuring adherence to the Project's ... Major Duties & Responsibilities *Conduct regular audits to ensure M/WBE policy compliance by contractors and vendors. *Monitor and enforce compliance with… more
- Barclays (New York, NY)
- Job Description Purpose of the role To enable the success of senior executives by helping executives navigate complex challenges, make informed decisions, and ... achieve their goals. Accountabilities Collaboration with business and senior leadership to develop and implement business strategies that align with organizational… more
- Morgan Stanley (New York, NY)
- …around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self- regulatory agencies that ... govern the Firm's businesses. Role Description: Chief Operating Officer reporting to the Corporate Secretary for Morgan Stanley's US regulated national bank… more
- Axelon Services Corporation (Jersey City, NJ)
- …of the firms' records management processes to meet organizational and regulatory requirements Develop and/or deliver presentations to senior management ... and records rules of the Securities Exchange Commission (SEC), Financial Regulatory Authority (Client), Commodity Futures Trading Commission (CFTC), Exchanges (exp.… more
- Morgan Stanley (New York, NY)
- …Work with Legal and Tax to assess Legal Entity and employment regulatory compliance considerations in the regions Partner closely with HR Business Partners ... with carried interest plan administration team on communications to participants, senior management, and other relevant groups Assist with key reporting… more
- Apollo Global Management, Inc. (New York, NY)
- …key stakeholders across the firm and will regularly have exposure to senior management. Primary Responsibilities The Operational Risk Program Manager will be a ... regular reviews of risk procedures and standards aligned with firm objectives, regulatory standards and client expectations. Responsible of allocation of "book of… more
- Bogota Savings Bank (Hasbrouck Heights, NJ)
- …a strong working knowledge of all deposit-related federal, state, and local regulatory compliance laws, regulations, and regulatory guidance 3. Assisting with ... complaints and resolution 6. Review, on a periodic basis, Regulatory Examinations Report Findings to ensure that the findings...to be developed 12. Prepare reports when necessary to senior management to keep them updated on progress of… more
