- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight**...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Bank of America (New York, NY)
- …impact. Join us! **Job Description** Assigned as a market or industry level resource, the Senior Credit Products Officer ( Sr . CPO) is a highly skilled ... Sr . Credit Products Officer - Business Banking...(MSO/DSO). Involvement with monitoring activities/approvals including covenant compliance is also part of the Sr .… more
- Citigroup (New York, NY)
- The CSIS Sr Program Management Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...as required. The Citi Security and Investigative Services (CSIS) Senior Program Officer supports the head of… more
- Citigroup (Jersey City, NJ)
- …communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end ... directing teams in the implementation of the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business… more
- Citigroup (New York, NY)
- …of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible for the design and implementation of risk and ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- City of New York (New York, NY)
- …education and training for DEP employees. 1. Serves in the Role of Agency Compliance Officer , enforcing and monitoring the implementation of EHS policies ... analyzes EHS performance through the intelligent development and application of EHS compliance monitoring systems and analysis of associated EHS performance… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to...a Senior CRA Compliance Officer to join our ...as needed; + Support the Bank's CRA Program, including monitoring of the Bank's CRA performance in accordance with… more
- ADP (Roseland, NJ)
- …and, 5) provide periodic reporting to the VP, Global Financial Crimes Compliance Officer . **Responsibilities:** + Oversee and maintain Global AML/CTF and ... **ADP is hiring a** ** Senior Director, AML Practice, Export Controls, Economic and...Trade Sanctions will support the VP, Global Financial Crimes Officer in designing an innovative and effective Anti-Money Laundering… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey;...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Huntington National Bank (New York, NY)
- …and credit quality of assigned portfolio working directly with the Segment Risk Manager, Sr and Segment Risk Officer . + Underwrites complex and large credit ... Credit Portfolio Risk Analyst Summary: The Credit Portfolio Risk Analyst, Senior (BIN Sponsorship) services, deepens, and retains assigned profitable customer… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... teams in promoting our global program and its responsibilities + Conduct ongoing compliance monitoring activities and participate in special projects as required… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing. + Identify enhancements to business group ... assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team to ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- Bank of America (New York, NY)
- Senior Portfolio Management Officer -Commercial Real Estate Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Portfolio-Management- Officer -Commercial-Real-Estate-Banking\_25026660-2) **Job Description:** At Bank of America,… more
- Panasonic North America (Newark, NJ)
- … Program **Scope** + No direct reports. Reports directly to Chief Ethics & Compliance Officer - Vice President, Legal & Compliance **Qualifications** **What ... including ownership and responsibility for antitrust policies, training, and control oversight/ monitoring with support from the PNA corporate compliance … more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- Wells Fargo (New York, NY)
- …Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal ... sound supervisory framework in supervision coverage, and the program is in compliance with applicable rules, regulations, and industry best practices. **In this… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program at an asset management firm in Manhattan,...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more