- Scotiabank (New York, NY)
- …, Scotia Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual ... plans, and initiatives are executed and delivered in support of the Swap Dealer Compliance team's business strategies and objectives. This individual must… more
- SMBC (New York, NY)
- …Back office processes specific to derivatives, fixed income and FX * Prior banking, Swap Dealer related compliance and risk management requirements & best ... Description** The SMBC Capital Markets, Inc. Capital Market Business Control Officer is a business-aligned change agent and risk management individual contributor.… more