- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- Citigroup (New York, NY)
- …the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President is a strategic professional who manages the end-to-end ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- RWJBarnabas Health (New Brunswick, NJ)
- Vice President of Ambulatory Operations, Jack & Sheryl Morris Cancer CenterReq #:0000198072 Category:Leadership Status:Full-Time Shift:Day Facility:RWJ New ... per year Location: 165 Somerset Street, New Brunswick, NJ 08901 Job Title: Vice President of Ambulatory Operations Location: RWJ New Brunswick Department:… more
- Citigroup (New York, NY)
- …Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York… more
- Wells Fargo (New York, NY)
- …The Healthcare coverage group within Corporate & Investment Banking (CIB) is seeking a Vice President Investment Banker to join its New York office - ... Healthcare Services. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Wells Fargo (New York, NY)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged credit...and assist with the preparation of internal and external exam processes. + Prepare and present updates on loan… more
- State of New York Mortgage Agency (New York, NY)
- …to be carried in the legal department, at the discretion of the Senior Vice President /General Counsel and the Deputy Counsel for Compliance. QUALIFICATIONS: + ... affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum… more