- Raymond James Financial, Inc. (St. Petersburg, FL)
- …patterns to ensure adherence to securities industry regulations and limit firm liability. An Advisor for the Packaged Products team would be expected to ... annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The team conducts...is not limited to mutual funds, UITs, exchange traded products and fixed income. Some guidance is provided to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The team also conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of ... to securities industry regulations and limit firm liability. The advisor of the Annuity and Insurance Products ...use knowledge of industry regulations to support the Traditional Products supervision function that administers and analyzes… more