- MUFG (Tampa, FL)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...related regulatory agencies. + Experience preferred in enterprise and/or operational risk management . + Experience… more
- MUFG (Tampa, FL)
- …organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management , internal audit , consulting, regulatory or related ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party … more
- MUFG (Tampa, FL)
- …: + 6+ yrs experience in third party risk in an operational risk management , internal audit , management consulting or related risk ... will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD...Issue Management + Experience with control testing, audit background a plus + Experience in risk… more
- Citigroup (Tampa, FL)
- …**Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance, audit , or other control-related functions in the ... activities thus improving identification and remediation of significant control issues and operational risk events in a timely manner. **Responsibilities** : +… more
- Citigroup (Tampa, FL)
- …with Payroll and Supplier Strategy Operations teams, as well as Operational Risk Management (ORM), Compliance, Internal Audit , Legal, Operations and ... risks. The individual must have an in-depth understanding of Operational Risk management and a... & Controls, preferably in financial services; Experience in Risk , Internal Audit , Third Party Management… more
- Citigroup (Tampa, FL)
- …these standards **Qualifications** : + 15+ years of experience in operational risk management , compliance, audit , or other control-related functions in ... of the High Severity issues. + Demonstrate expertise of risk management and control, as well as...and internal policies + Foster strong partnerships with internal audit , business units, and senior management , communicating… more
- Citigroup (Tampa, FL)
- …these standards **Qualifications** : + 15+ years of experience in operational risk management , compliance, audit , or other control-related functions in ... oversight over the global issue validation program for regulatory, audit , and management self-identified issues. + Collaborate with HR Risk and Controls … more
- MUFG (Tampa, FL)
- …or related field.MBA a plus. + 7 + years' experience in operational risk management , internal audit , consulting, regulatory or related field applicable ... operational risk function + Proven awareness and understanding of operational risk management regulatory requirements. + Advanced knowledge of Risk… more
- Citigroup (Tampa, FL)
- …**Qualifications** : + Minimum of 5-8 years of experience in operational risk management , compliance, audit , or other control-related functions in the ... and reducing risk . + Help assist in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance +… more
- MUFG (Tampa, FL)
- …to USA. + Knowledge and skills to structure and execute efficient model risk management audit including planning, fieldwork, reporting, tracking and ... developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses....impact on risk and/or risk management practices, reporting findings and audit issues… more
- System One (Tampa, FL)
- …monitoring of trends. + Manage internal vendor onboarding, including Third Party Risk Management (TPRM) process and system, which includes engaging vendor ... Job Title: Audit and Risk Operations Coordinator Location:...manage expectations + Implement continuous improvement procedures to maintain operational effectiveness; making recommendations to strengthen and streamline the… more
- MUFG (Tampa, FL)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either a VP,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sound understanding of capital, liquidity, interest rate risk management , model risk management , stress testing, and operational practices to lead a ... regulatory trends impacting finance, audit data analysis skills, and risk management perspectives. Supports professional and corporate auditing standards as… more
- MUFG (Tampa, FL)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses....of 6 or more years of internal or external audit or risk management experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …operational effectiveness to validate controls. + Identify, review, assess and document risk management and control issues of assigned business processes. + ... research and resolve problems. **Responsibilities:** + Lead and support audit activities such as: risk assessments, ...+ Identifying key business processes. + Identifying and documenting risk management issues. + Testing key controls… more
- Citigroup (Tampa, FL)
- …Compliance Risk Management (ICRM) and Global Wealth Deposits and Lending Operational Risk Management (ORM). Responsible for executing Citi's ICRM ... compliance escalations. + Represent Citi on critical regulatory and operational risk management matters as...as required. Serve as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conducting audits. + Identifying key business processes. + Identifying and documenting risk management issues. + Testing key controls within business processes. ... experience to conduct comprehensive audits, including Sarbanes Oxley and operational audits, and develop risk profiles of...test and report on the adequacy and effectiveness of management controls. + Finalize audit findings and… more
- Elevance Health (Tampa, FL)
- …direction to an audit team to execute a continuous risk assessment, complex pharmacy/financial/ operational audits, strategy and governance reviews, and ... and compliance. + Identify risks and collaborate with team leadership, business management and external auditors on audit planning, testing and evaluation… more
- USAA (Tampa, FL)
- …Cybersecurity, Identity and Access Management , Information Assurance and Governance, Operational Risk Management and/or Information Technology to include ... understanding of InfoSec governance risk and compliance functions, and operational functions (eg Access Management , Data Protection, Cyber Operations etc.)… more
- USAA (Tampa, FL)
- …understanding of InfoSec governance risk and compliance functions and operational functions (eg Access Management , Data Protection, Cyber Operations etc.) ... identify and manage existing and emerging risks and integrate risk management strategies and educate risk...exams from both internal control partners (eg legal, compliance, audit , risk ) and external control partners (eg… more