- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk, Audit , and Technology teams to ensure program objectives align ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... of specialized experience in Financial Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit , AML Risk and… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- American Express (New York, NY)
- …in depth knowledge of US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance ... and with high quality; conduct L2 reviews + Specialize in banking industry consumer and prudential compliance , own audit portfolio with accountability,… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy -… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing ... of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager ...Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer , commercial,… more
- Synchrony (New York, NY)
- …regulatory guidance (OCC, Federal Reserve, and CFPB) pertaining to credit, model, and consumer compliance . + Demonstrate verbal and written ability to articulate ... Summary/Purpose:** This position reports into the VP, Growth & Risk Management Audit who is responsible for providing independent and objective assessment of risk… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...part of the broader team covering audits over US Consumer Services, Digital Labs, and Global Advertising & Brand… more
- US Bank (New York, NY)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Technology Audit Manager to join our join our Cybersecurity and Technology Controls Internal Audit team. This is your ... in enhancing our organization's governance and operational excellence! As a Technology Audit Manager within our Cybersecurity and Technology Controls Internal … more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... **About the Role** Our Internal Audit group is seeking an eager Cybersecurity Audit Manager in New York City, Phoenix, or Sandy to help advance and grow our … more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... and key internal capabilities and technologies. We are seeking an experienced Audit Manager with a strong interest and expertise in capital planning and treasury… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... and technologies. **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in Treasury functions generally… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- Coinbase (New York, NY)
- …are based in the United States (Remote) and will be reporting to an Internal Audit Manager . Each individual will be responsible for learning and supporting all ... and technology, like AI, can improve our audits and audit processes * Support a variety of Compliance...location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we… more
- JPMorgan Chase (Jersey City, NJ)
- …a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager , Vice President in the Global Sales and Research ... audit team within the Commercial Investment Banking ...stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and regulators, establishing strong… more
- TD Bank (New York, NY)
- …experience below + 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience ... **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, Consumer Deposits, Digital...Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in… more
