- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities;** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Terumo Medical Corporation (Somerset, NJ)
- …with key levels of divisional business functions to conduct and expand the Healthcare Compliance risk assessment . + Manages the Federal and State Reporting ... expert in areas such as: transparency, monitoring & testing, risk assessment , remediation, and data analytics. **Job... compliance program, processes, and/or systems based on risk assessment findings, monitoring and testing remediation… more
- SMBC (Jersey City, NJ)
- …IT, and escalating delays and other challenges to senior management. + Analyzing the Compliance Risk Assessment ("CRA") results to identify key control gaps ... Controls Inventory lead to ensure control gaps identified in the annual Compliance Risk Assessment are adequately remediated, including ensuring controls are… more
- Amazon (New York, NY)
- …relationships with internal TRC and transportation business teams to support cross-functional risk assessment and compliance initiatives - Deliver regulatory ... life - Apply DOT knowledge and risk assessment methodologies to business planning, escalations, and compliance...program - Build and maintain risk and compliance metrics, providing written risk assessment… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as… more
- Citigroup (Jersey City, NJ)
- …a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for ... valued interactive program of support and compliance risk management services covering the assessment and...compliance risk management services covering the assessment and reporting of Significant Compliance Risks… more
- Cushman & Wakefield (New York, NY)
- … compliance trainings and communications for their regions. + Develop an ethics & compliance risk assessment and monitoring program. + Review and revise ... **Job Title** Vice President, Global Ethics & Compliance Program **Job Description Summary** We are seeking a dynamic and experienced ethics & compliance leader… more
- TD Bank (New York, NY)
- …on a regular and ongoing basis. Additionally, this role will also support the Compliance Branch Inspections Risk Assessment process and perform overall ... and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive… more
- BMO Financial Group (New York, NY)
- …such Legal, Operations, Middle Office, and Sales & Trading. + Assist with the Regulatory Compliance Risk Assessment process, which is an on-going review of ... that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance … more
- Citizens (New York, NY)
- …+ Corporate Governance, + Compliance Management, + Regulatory Environment, + Risk Assessment , + Policy Development + Agility, Strategic Thinking, Empowering ... current knowledge of UDAAP and consumer protection industry best practices, including risk assessment and issue management and remediation. + In-depth knowledge… more
- MUFG (New York, NY)
- …Products/ Refresh of existing products + Liquidity Risk components for Enterprise-Wide Risk Governance Assessments + Compliance Assessment for Liquidity ... 2nd line of defense for MUFG Americas. **Main Responsibilities:** + Assessment for Significant Liquidity Risk by Business Lines / Products + Assessment for… more
- BMO Financial Group (New York, NY)
- …of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ensure program ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- City of New York (New York, NY)
- …related to internal and external audits are implemented. - Managing the Agencywide compliance through ACS' annual risk assessment process, which includes ... more about the work we do. DCAS's Audit & Compliance Services (ACS) consists of the following units: -...Preparation and review of NYC Comptroller's Directive 1, MoRMC Risk Assessment , the DOI Anti-Corruption Report, and… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- American Express (New York, NY)
- …identification of operational risks throughout business processes and systems. + Facilitating risk assessment performance in addition to further assessments and ... Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES);...(AENB HQ). The objective of the AENB Control Management Risk ID, Assessment & Testing team is… more
- JPMorgan Chase (Jersey City, NJ)
- …you will contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage ... will contribute to the overall success of the Technology Risk & Services team and ensure compliance ...security, or a related field, with a focus on risk identification, assessment , and mitigation + Experience… more