- OKX (New York, NY)
- …Internal Audit leadership and business stakeholders to build risk-based and regulatory -focused financial audit plans aligning to company priorities ... Senior Manager, US, to oversee the execution of the financial audit portfolio within the US market...areas for improvement. You will be involved with the audit planning process, execution, reporting and remediation… more
- Clear Street (New York, NY)
- …the essentials to compete in today's fast-paced markets. The Role: The Director, Regulatory Reporting will be responsible for overseeing the end-to-end ... regulatory reporting for all domestic entities. This role will ensure...controls and automate manual processes around critical areas involving regulatory compliance Assist with the 17a-5 annual audit… more
- Brown Brothers Harriman & Co. (New York, NY)
- …is the right place to build a fulfilling career. Join us as a Senior Audit Manager - IT Cyber and Infrastructure Brown Brothers Harriman is currently recruiting a ... Senior Audit Manager - IT Cyber and Infrastructure to join...from the Systems LOB and will be responsible for reporting and working through audits independently, presenting results to… more
- Crdit Agricole CIB (New York, NY)
- …the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate ... description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance...as the key liaison with various US regulators on regulatory exams as well as inquiries. Key Responsibilities: -… more
- Urban Art Projects (New York, NY)
- …and art-fabrication projects. Duties and Responsibilities - Accounting Oversight & Financial Reporting (30%): Manage all accounting-related activities and ... and federal taxation with external tax consultant Assist Group Financial Controller with year-end audit Stay updated...audit Stay updated on industry best practices and regulatory changes. Ad Hoc Projects and Other Responsibilities (5%):… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Non- Financial Risk Management - Americas IT Risk & IS Risk Lead Corporate Title Director Location New York, NY Overview The Americas ... Lead to join the 2nd Line of Defense (2LoD), Non- Financial Risk Team. Non- Financial Risk Management (NFRM)...implement IT & IS Risk Framework & Policies Provide reporting into Risk Governance Monitor 1st Line of Defense… more
- Metropolitan Transportation Authority (New York, NY)
- …as RCRA, TSCA, water and air quality regulations. Experience with environmental audits, regulatory reporting , and ensuring adherence to federal, state, and local ... and natural disasters. Conduct drills and training to strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and submission of… more
- Citigroup, Inc. (New York, NY)
- …with key senior stakeholders in the region Leadership and coordination of Internal Audit and regulatory issues for LATAM, including leading initiatives and ... be the LATAM Head of VCG (cross-asset class leadership reporting to Americas Head of VCG) and Americas Head...coordination of deliverables to other stakeholders, such as Internal Audit and external regulators. Job Background/context: VCG is a… more
- Taxbit (New York, NY)
- …TaxBit's Software-as-a-Service (SaaS) platform streamlines and automates customers' tax reporting and accounting activities for digital assets. Trusted by leading ... the IRS), TaxBit solves compliance challenges at scale amidst an ever-evolving regulatory landscape. TaxBit is backed by leading Silicon Valley VCs with teams… more
- Forth Recruiting (New York, NY)
- …as public and private company CFOs, including diverse experience in SEC regulatory compliance and reporting , corporate finance, operations management, strategic ... our clients with and oversee Staff Accountants with the following: SEC audit and review preparation. Monthly financial closings. Assistance with accounting… more
- Deutsche Bank (New York, NY)
- …and behavior, to understand if that activity is considered suspicious from a financial crime perspective, and to report that activity to the government. Reporting ... is aligned with global strategy. Become a trusted partner with regional Anti Financial Crime to translate coverage gaps in model design proposals based on data… more
- OKX (New York, NY)
- … mapping services Develop and maintain procedures and training materials for regulatory change management Coordinate reporting and regular updates to the ... the upcoming global regulatory changes What We Look For Experience in regulatory roles within financial services, preferably within fintech or Big 4.… more
- Crdit Agricole CIB (New York, NY)
- …the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate ... description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk...- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment within… more
- Morgan Stanley (New York, NY)
- …are not financial in nature, and could have a potential economic, reputational, regulatory , financial reporting , or client impact from (i) failed or ... of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non- Financial Risk departments which preserve the firm's invaluable… more
- Morgan Stanley (New York, NY)
- …and external requests for information and constituent documentation, in connection with regulatory exams, and Internal Audit and Compliance reviews. >Facilitate ... Group Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment...Firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to… more
- Careers at KKR (New York, NY)
- …retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its ... and other Technology teams, as well as Compliance, Enterprise Risk, Finance, Internal Audit , Legal, and Marketing. POSITION SUMMARY We are seeking a Director of… more
- WithumSmith+Brown (East Brunswick, NJ)
- …of the audit engagement from staffing, planning, risk assessment, fieldwork, financial reporting and the conclusion Providing supervision and support to the ... advisory team possess the expertise necessary to give stakeholders confidence in financial information. This team provides audit services, Review and compilation… more
- City of New York (New York, NY)
- …Homeless Services (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, ... and the Vendor Monitoring Office (VMO). The Office of Audit and Quality Assurance (OAQA) ensures that FIA programs...they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA… more
- WithumSmith+Brown (East Brunswick, NJ)
- …of the audit engagement from staffing, planning, risk assessment, fieldwork, financial reporting and the conclusion Providing supervision and support to the ... advisory team possess the expertise necessary to give stakeholders confidence in financial information. This team provides audit services, Review and compilation… more
- ICL (New York, NY)
- …and quality of treatment plans Ensure that the charts by staff are audit -ready and in compliance with all applicable agencies and funded regulations Monitor services ... Assist in ensuring internal program compliance with federal, state, city, and agency regulatory requirements Assist with the mgmt. of employee accident reporting … more
