- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its ... Americas. This role reports directly to the Managing Director, Head of Surveillance , Control Room, and Conflicts... program. **Role Objectives** + Lead and manage the E -Communications and Voice Surveillance programs for SMBC… more
- SMBC (Jersey City, NJ)
- …+ Perform market abuse and insider trading investigations utilizing market data, trade data, e - comm and voice records; + Interact with front office personnel to ... initiatives; and + Proactively escalate issues to the Head of Market Surveillance as appropriate. **Qualifications** + Strong oral and written communication… more