- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At ... are guided by a common purpose to help make financial lives better through the power of every connection....overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations.… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Wells Fargo (New York, NY)
- …(BACO) for the Strategic Relationship Management Team, and Compliance subject matter expert for Non - Financial Regulatory Reporting (eg TRACE, SDR), and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- HSBC (New York, NY)
- …with a focus on Non - Financial Risk Management, specifically related to Regulatory Reporting for the Broker Dealer and/or FCM + Knowledge of the SEC ... limited to: As our Vice President Compliance Risk Steward Regulatory Reporting you will: + Foster a...in this role: + Strong background in compliance in financial services, specific to the US Broker Dealer ("Broker-Dealer")… more
- Synchrony (New York, NY)
- … reporting program and team members ensuring timely, complete, and accurate financial reporting to our regulatory bodies + Oversee the process ... services industry + Minimum five years' experience with Regulatory / Financial Reporting as...time in position before they can post for future non -exempt roles. Employees, level 8 or greater, must have… more
- Mizuho Corporate Bank (New York, NY)
- …holistic basis is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non - Financial Risk (NFR) Team has built a ... the enterprise and is now expanding its focus to include dedicated oversight of Regulatory Reporting Risk. Position: We are seeking an experienced Regulatory … more
- Citigroup (Queens, NY)
- …with updated regulatory guidance. **Skills:** + Strong familiarity with relevant Regulatory rules and GAAP/SEC financial reporting . + Strong leadership ... **Overview:** The Global Regulatory Reporting GSIB Report Owner is...Citibank NA senior management, FRB, OCC, and FDIC quarterly financial results and analysis for regulatory filings… more
- Citigroup (Queens, NY)
- …cause of variances. **Qualifications:** + 5+ years of extensive experience within the financial services industry and regulatory reporting . + Foundational ... The Regulatory Reporting role is a senior...with opportunities to work directly with other Finance and non -Finance functions throughout Citi, including the Businesses, Risk, Treasury,… more
- Citigroup (Queens, NY)
- …reporting framework. **Qualifications:** + 15+ years of extensive experience within the financial services industry and regulatory reporting . + In-depth ... The Regulatory Reporting role is a senior...or MBA preferred. **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- TD Bank (New York, NY)
- …of innovation, excellence, and commitment to customer service. **Department Overview** The Regulatory Reporting Group (RRG) has operational oversight to ensure ... compliance standards are being met for an assortment of regulatory reporting mandates globally, on behalf of...markets + Ability to executes on more complex and/or non -standard processes and handle high volume of trades and… more
- Synchrony (New York, NY)
- …requirements especially in banking regulations, capital adequacy, and financial reporting with good understanding in the regulatory framework for Category ... Life Cycle team. He / She will lead cross-functional regulatory reporting and external engagement team including...time in position before they can post for future non -exempt roles. Employees, level 8 or greater, must have… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- Citigroup (New York, NY)
- …reporting process. **Qualifications:** + 10+ years of extensive experience within the financial services industry and regulatory reporting . + In-depth ... FR Y-9C, Call Report, FR Y-15. Minimum 10+ years of financial analysis/ reporting experience, preferably US Regulatory Reporting experience (eg FR Y-9C,… more
- Citigroup (New York, NY)
- …reporting framework. **Qualifications:** + 15+ years of extensive experience within the financial services industry and regulatory reporting . + 8-10+ ... FR Y-9C, Call Report, FR Y-15. Minimum 10+ years of financial analysis/ reporting experience, preferably US Regulatory Reporting experience (eg FR Y-9C,… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... decision making in the remediation of critical gaps in regulatory reporting and bolster the team's ability...Master's degree preferred **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- SMBC (Jersey City, NJ)
- …as related to the risk appetite framework for SMBC. Within the RMDAD, the Non - Financial Risk (NFR) establishes an IT & cyber risk management and resilience ... financial services industry, focused on IT risk management, regulatory /audit, information technology and cybersecurity experience Foundational knowledge of… more
- MUFG (Jersey City, NJ)
- …support capacities **Qualifications** **_:_** + Comprehensive and current understanding of non - financial reporting rules and regulations, banking products ... the timely and accurate preparation and filing of various non - financial reports, in compliance with all legal...may include assisting with the research and analysis of reporting requirements, regulatory pronouncements and other accounting… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing, and implementation of regulatory reporting system solutions. + Perform daily TriResolve ... teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience.... Experience and Skills Preferred: + BA/BS + Derivative Regulatory Reporting Experience + Derivative Industry and… more
- American Express (New York, NY)
- …decisions align with the institution's risk appetite, mitigate the risk of regulatory non -compliance and consumer harm, maintain alignment with peer practices, ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more