- SMBC (New York, NY)
- …procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates… more
- HSBC (New York, NY)
- …these + Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, policies and practices; report ... control weaknesses, compliance breaches and operational loss events **Management of Risk ** +...+ Apply compliance, operational risk controls in accordance with HSBC or regulatory … more
- RGP (New York, NY)
- …Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory requirements. + Provide ... RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior...and industry leaders. + Opportunities to engage in strategic, regulatory , and operational initiatives across leading financial… more
- Neuberger Berman (New York, NY)
- …a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support both ... and manage business-wide governance routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations,… more
- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... Risk Coordination Team Lead and the Head of Market and Liquidity Risk . **Key Responsibilities:** **Oversight and Regulatory Engagement:** - Assist with… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance. + Contribute to fostering ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- SMBC (New York, NY)
- …operations. They will deliver business analytics and report, monitor, and analyze key risk and control indicators. The Operational Resilience Associate is ... for monthly and quarterly meetings + Assist in the coordination of operational resilience regulatory engagements and responses, including the preparation of… more
- SMBC (Jersey City, NJ)
- …line review and challenge of resilience related program activities and their operational risk profile(s), including policies, controls , operating ... policies, activities, processes, controls , etc. related to operational resilience risk - Ensure of ...flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory … more
- Merck & Co. (Rahway, NJ)
- …Packaging Equipment, Packaging Processes, Pharmaceutical Packaging, Process Optimization, Regulatory Requirements, Risk Management, Root Cause Analysis ... processes including packaging equipment design & development, ensuring packaging process control and efficiency and providing on-going packaging and device technical… more
- SMBC (New York, NY)
- …team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the ... policies and standards. + Contribute to the development of risk policies, control procedures, and frameworks for...proven ability to challenge existing practices and apply sound risk management principles to enhance operational efficiency.… more
- SMBC (New York, NY)
- …understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery ... Risk , Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and… more
- HSBC (New York, NY)
- …global strategy for Cryptography, supported by engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and ... risk - risk trade-offs are managed, particularly risk mitigation and operational needs + Empower...possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Vice President, Governance, Risk , and Controls , plays a key role in managing the Sanctions ... involving sanctions risk , supporting the design and implementation of effective controls and remediation efforts. This individual serves as a trusted advisor to… more
- HSBC (New York, NY)
- …standards, manuals and policies, and adheres to the defined work practices, internal controls and risk management standards associated with the role + Maintains ... written by Global Investment Research (GIR) analysts from a regulatory perspective to allow distribution in the US. All...are reviewed by an SA for reputational risks, quality control and commerciality in accordance with HSBC policies. As… more
- SMBC (New York, NY)
- …skills, effective business communication, attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + ... in maintaining the integrity, compliance, and performance of financial and operational models within the organization. This role requires collaboration with model… more
- SMBC (Jersey City, NJ)
- … control efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and Internal Audit, pertaining to ... plays a critical role in strengthening the Compliance function's risk and control environment by providing expert...Services industry + 7+ years of experience in an Operational Risk or Compliance Risk … more
- Capco, a Wipro Company (New York, NY)
- …we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls . Our teams stay at the ... of AI models in production. + Ensure AI solutions comply with regulatory requirements, data privacy, and ethical AI standards. **Innovation & Thought Leadership:**… more
- Capco, a Wipro Company (New York, NY)
- …in the following areas to help Capco's clients achieve revenue growth, cost control , operational efficiency, and regulatory compliance within their marketing ... but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and hesitation adoption of… more
- SMBC (Jersey City, NJ)
- …& corruption laws and regulations. Additionally, a familiarity of the US regulatory environment, risk identification / mitigation; and managing the workflows ... as KYC, Sanctions, Financial Intelligence Unit, Data Analytics, Program Management, Risk and Control , Anti-Fraud/Anti-Bribery & Corruption, and Internal Audit,… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …the organization's cybersecurity operations are aligned with best practices, regulatory requirements, and the overall security strategy. Responsibilities Contract ... to investigate and contain cyber incidents impacting business information and industrial control systems. 4. Ensure incident response capability aligns with the NIST… more
