- SMBC (New York, NY)
- … interactions and exam management for US regulators. Role Description The Regulatory Officer , Associate works with the Regulatory Relations ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- SMBC (New York, NY)
- … interactions and exam management for US regulators. Role Description The Regulatory Officer , Associate Planning works with the Regulatory ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- JPMorgan Chase (New York, NY)
- … Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you will assist exam managers on all regulatory ... influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you will be responsible for supporting the Chief… more
- ADP (Florham Park, NJ)
- …compliance department. This position ensures accurate and timely processing of associate regulatory filings, management of registration data, and coordination ... with internal teams, external vendors, and regulatory authorities to maintain compliance with FINRA...by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify… more
- Synchrony (New York, NY)
- …direction of its SVP, CPI leader and the company's SVP and Chief Compliance Officer . **_Our Way of Working_** **_We're proud to offer you choice and flexibility. At ... policies and procedures in a timely manner and in accordance with regulatory expectations + Partner with the Legal Department, the broader Compliance organization,… more
