- Deloitte (New York, NY)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... with clients, industry consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and… more
- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (New York, NY)
- …the bank's financial reporting and operations. Reporting to the Head of Financial Controls , the Senior Manager is responsible for ensuring effective ... and advice to various internal and external stakeholders. The Financial Controls team is a newly established...AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight ... risk. This role will liaise with enterprise employee relations and manage the control framework around HR processes for TDS HR to ensure operational effectiveness… more
- Citigroup (New York, NY)
- …to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Our core activities are ... progress. They contribute to creating a culture that drives client excellence, controls excellence and operational excellence. Diversity is a key business imperative… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg, financial controls , segregation of duties, transaction approvals, and physical ... this role. **Job Description:** **Preferred Qualifications** **Department Overview** TDS Governance & Controls team (TDS G&C) is accountable to perform the 1B risk… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions ... and manage trigger events + Ensure compliance with operational standards and regulatory compliance efforts. + Oversee SOX/SOC controls mapping and reporting… more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects. The Regulatory … more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... and Knowledge:** + JD and/or CRCM certification + In-depth knowledge of financial services, regulatory and risk industry practices. + Experience… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Relations Group **Requisition ID:** 222217 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... providing support, advice and guidance, to business unit and control function management to support their regulatory ...+ At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory … more
- TD Bank (New York, NY)
- …The team will be responsible for maintaining, executing, and providing oversight of the financial controls for all TDS business lines. The team will also provide ... for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime... financial analysis and advice to key control … more
- Bank of America (New York, NY)
- …executes on controls , ensuring tracking, monitoring, and resolution of any control breaches with data platform + Execution of daily/monthly control routines ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Data and Trend Analysis + Business Acumen + Controls Management + Production Support + Regulatory … more
- American Express (New York, NY)
- …Compliance Organization, is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or legal action ... ensure financial transactions are accurate, complete and adhering to regulatory standards. **Responsibilities include, but are not limited to:** + Plan, execute… more
- MTA (New York, NY)
- …The person in this role is a well - respected industry fellow in program/project controls responsible for all aspects of project control activities for C&D (cost ... Vice President Project Controls Executive (Stations) Job ID: 12100 Business Unit:...forecasting, in-depth variance analysis, and implementation of effective cost control strategies to ensure financial accountability Extensive… more
- Citigroup (New York, NY)
- …Annual Self-Assessment in EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of key markets-wide ... needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk team which is...+ Oversee the design and operation of the E-Trading Manager Control Assessment (ie RCSA) for ETRC… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- American Express (New York, NY)
- …you to share your resume so you can be considered for future Senior Manager -level opportunities in Control Management_** At American Express, our culture is ... payments solutions for small, medium, and large businesses. The Control Management (CM) team strives to ensure that GCS...updated risk register(s) + Remain informed of the external regulatory landscape and current events impacting the financial… more
- TD Bank (New City, NY)
- …specialized procedures and/or issues (eg tax, accounting principles, reconciliation/reporting/ financial controls /finance processes etc.) + Identifies variances ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- JPMorgan Chase (New York, NY)
- As a Digital Risk and Control Manager - Credit Products Lead, you will support Financial & Digital Credit Lending Product Managers in transforming credit and ... execution of the Control and Operational Risk Evaluation (CORE), ensuring that controls become a natural part of the product development lifecycle, to reduce … more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... are guided by a common purpose to help make financial lives better through the power of every connection....data sourcing, preparation, governance, and oversight of Global Markets regulatory reports - with the overall goal of centralizing,… more