- DHL Express, Inc. (Jamaica, NY)
- …**Start YOUR career with DHL today ** As a **Sr. Import Compliance Manager ** you will implement and enforce DHL's Customs policies and procedures. DHL's continued ... success relies upon this role's ability to review , interpret and implement existing and new DHL policies....and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking & finance ... industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of… more
- Neuberger Berman (New York, NY)
- …state registrations, and related regulatory reporting. **Key Responsibilities:** + Review and complete pre-hire Workday requests for potential new hires ... new hire onboarding processes for new employees: monitor fingerprint submissions, review and distribute new hire documents (compliance manual, brokerage account… more
- Neuberger Berman (New York, NY)
- …swaps, cash). + Review and process daily cash wires across multiple broker and custodian relationships. + Research and resolve books & records exceptions. + ... ._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $558 billion… more
- NatWest Markets (Stamford, CT)
- Regulatory Reporting Manager , VP LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00253123 Our people work differently depending on their ... reporting for SEC, CFTC, andother regulatory agencies. Responsibilities + Complete or review reports for daily SEC 15c3-1 capital computations, FRB 2004 reports, TIC… more
- Cushman & Wakefield (New York, NY)
- …+ Lead bi-annual Talent Review with HR business partner and provide ongoing broker feedback and coaching + Broker performance management (up or out), with ... is responsible for realizing the full potential of their respective broker pod (approximately 50-70 brokerage professionals), and is ultimately accountable to… more
- Whitsons Culinary Group (Islandia, NY)
- Risk Manager Islandia, NY, USA Requisition Number 15163 Location Corporate - Legal-00146 Job Description SUMMARY At Whitsons Culinary Group, we take pride in serving ... upholding the highest standards of safety, compliance, and operational excellence. The Risk Manager plays a vital role in safeguarding our people, our customers, and… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and ... build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible for… more
- SMBC (New York, NY)
- …across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker -Dealer legal entity CRO umbrella. - Track and manage regulatory, audit, and ... issues. - Engage with issue owners to monitor remediation activities, assess risks, review remediation plans, and assist with preparation, review and challenge… more
- The Hartford (New York, NY)
- Account Manager - OA09HN We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here ... 3 days a week (Tuesday through Thursday). The Account Manager , as part of Global Specialty Operations, will serve...for renewal prep work and underwriting thought process + Review and analyze Endorsement requests, escalate issues as required,… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are hiring for a Compensation Accounting Manager role for a global Broker Dealer & Capital Markets firm located in ... with 1 day work from home. This Compensation Accounting Manager role reports into the US CFO with a...templates for AOP process. + Work with HR to review employee expenses and provide reporting to allow monitoring.… more
- Acosta Group (New York, NY)
- **DESCRIPTION** As a **Business Manager ,** you will play a pivotal role in driving our company's success by achieving key business objectives and fostering strong ... objectives are met. + **Leadership and Reporting:** Report directly to the General Manager or Team Leader, managing and participating in the development, design, and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... of operations, compliance, and technology + Collaborate with the Brokerage Support Manager and other support team members, as projects require, ensuring consistent… more
- HUB International (Fairfield, CT)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... unique, regional culture. We currently have an opportunity for a **Account Manager - Personal Lines** . **Overview** : Responsible for servicing assigned personal… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Manager (FAM) is responsible for the direct management of a team of Financial ... responsibility for suitability, knowledge of products & platform, ultimate review of the business activity. The FAM will be...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- CBRE (New York, NY)
- Transaction Manager Job ID 244563 Posted 22-Oct-2025 Role type Full-time Areas of Interest Transaction Management Location(s) New York City - New York - United ... at CBRE. **About the role:** As a CBRE Transaction Manager , you will provide ongoing management of real estate...+ Coordinate the negotiation of sales through a field broker . This includes negotiating leases and lease amendments, monitoring… more
- HUB International (Ridgefield, CT)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... We currently have an opportunity for a Commercial Lines Account Manager . **Overview:** Responsible for servicing assigned commercial insurance accounts with… more
- South County Hospital (Wakefield, RI)
- Job Summary The Risk Manager is responsible for the leadership and professional management of South County Health's comprehensive risk management and patient safety ... follow-up for sentinel events, certain near misses, and DOH-reportable events. + Review and update hospital administrative policies along with certain patient care… more
- TD Bank (New York, NY)
- …candidate will manage the preparation and consolidation of the monthly close, review entries and reconciliations for broker -dealer and non- broker -dealer ... equity rolls, and all aspects of US and Non-US financial reporting. + Review and analyze documentation of monthly accounting entries in accordance with US GAAP… more
- Bank of America (New York, NY)
- …Group (MAG) Financial Advisor (FA) is a fully licensed, non-commission based retail broker position that operates as part of a centralized coverage team that ... account servicing. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling… more
