- Formation Bio (New York, NY)
- …program to support the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will ... establish and manage the organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good… more
- Rockefeller University (New York, NY)
- …Center, and Library. Overview Rockefeller University is seeking a strategic and forward-thinking Chief Information Security Officer (CISO) to lead and manage the ... university's information security program. Reporting to the Chief Information Officer (CIO), and working with the IT leadership team and members of the… more
- SMBC (New York, NY)
- …and procedures with regard to real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser ... reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC departments… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- HSBC (New York, NY)
- …against the annual budget for the global team. Prepare for Quarterly Business Reviews with Chief Legal Officer . Partner with lawyers and law firms to ensure all ... across the global team comply with all internal global policies, compliance , and audit requirements. Continually reassess and address any operational, regulatory… more
- Principal Financial Group (New York, NY)
- …engineering excellence, agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business ... environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in a global… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- US Bank (New York, NY)
- …at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly ... visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- JPMorgan Chase (New York, NY)
- …Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory ... the most complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board and cross-functional stakeholders.… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
- GE Vernova (Stamford, CT)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- TD Bank (New York, NY)
- …and providing coaching and counseling as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- TD Bank (New York, NY)
- …the US Compliance Department, at least annually, for providing input to the US Chief Compliance Officer to facilitate the assessment of the US ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Fair and Responsible Banking… more
