- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... issues across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker-Dealer legal... risk stripes under the Swap-Dealer and Broker-Dealer legal entity CRO umbrella. - Track and manage regulatory,… more
- Banc of California (New York, NY)
- …collaborate effectively and concurrently with key constituents including legal counsel, credit/ risk management teams, and operational teams. + Provide a high ... of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in...WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key member of our fast-growing… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to ... and formal requests received via regulatory portals or through the Firm's legal department. Providing timely, complete, accurate, and helpful responses to any… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal , Operations, and other control partners to ensure the highest… more
- American Express (New York, NY)
- …the future of American Express. **How will you make an impact on this role?** The Legal Risk Manager will: + Lead or support of reviews, and maintenance ... of legal risk policy, procedures, governance updates, roles & responsibilities, and requirements + Perform independent oversight and provide effective challenge… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory...- 12 month contract Location New York Business Area Legal , Compliance, and Risk Ref # 10045734 **Description ... is a unique opportunity for broad exposure across the Company's businesses, operational risk programs (across technology, information security, enterprise … more
- MTA (New York, NY)
- Manager , Product Development - Legal and Risk Products Job ID: 12652 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... 2025 Description JOB TITLE: Manager Product Development, Legal , Safety & Risk Products SALARY RANGE:...responsible for providing a full range of Information and Operational Technology services to the MTA agencies and administrative… more
- American Express (New York, NY)
- …strengthened across the enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk Management, the Manager is responsible ... programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance...OCC Bulletin 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and regulatory obligations. + Help embed a strong… more
- M&T Bank (New York, NY)
- …second line risk management services and oversight in line with Operational Risk program and practices, industry standards, and management expectations. The ... role includes providing independent and objective insights relative to Operational Risk program and practices to guide...Required:** Bachelor's degree and ten years' experience in compliance, legal , audit, risk or other relevant function,… more
- Bloomberg (New York, NY)
- Vendor Risk Manager (6 Month Contract) - Chief Risk Office Location New York Business Area Legal , Compliance, and Risk Ref # 10046416 **Description & ... Risk Manager with a strong background in Information Security, Operational Resilience, Technology Audit and/or Risk Management. You will work with… more
- TD Bank (New York, NY)
- …alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of ... on availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development...with Compliance partners and other related groups (such as Legal and Risk ) to support creation of… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- M&T Bank (Bridgeport, CT)
- …Lines of Defense** : Serve as a key liaison with Internal Audit, Compliance, Operational Risk , and Legal . Ensure alignment and transparency across first, ... Manager to join our Enterprise Platforms First Line Risk team. This role is central to building and...line risk frameworks, issue management processes, and operational risk /compliance principles. + Experience with Archer… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role in ... drive the delivery of innovative AI/ML solutions across Compliance, Conduct and Operational Risk through modern architecture & engineering practices. **Job… more
- Deloitte (Stamford, CT)
- …Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk Manager with extensive experience in supporting deal and contract structuring, ... drafting customized contractual provisions, and risk review, negotiations, operations, and operational aspects...and negotiations. + Intersect with various functions including sales, legal , finance, and delivery to act as a strategic… more
- Deloitte (Stamford, CT)
- …Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk Manager with extensive experience in supporting deal and contract structuring, ... drafting customized contractual provisions and risk review, negotiations, operations, and operational aspects...in negotiations. + Intersect with various functions including sales, legal , finance, and delivery to act as a strategic… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory - Chief Risk Office Location New York Business Area Legal , Compliance, and Risk Ref # 10040985 **Description & ... risk into decision making. The CRO collaborates with other functions, including Legal and Compliance, Finance, Operational Resilience, and Internal Audit, to… more
- American Express (New York, NY)
- …and partners. **Minimum Qualifications** + 5 years of experience in fraud or operational risk management in the Banking or Payments industry. + Robust ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...processes and geographies at American Express. We are seeking Manager , External Fraud Risk Oversight (2nd LOD),… more
- KeyBank (Boulevard, NY)
- …BRIEF)** This ** Manager , BRC (BPRI)** position is within the Business Risk & Controls (BRC) organization's Business Process Risk Identification (BPRI) team. ... Plans, if applicable + Build and sustain positive, collaborative working relationships with risk management, legal and line of business executives, managers and… more