- American Express (New York, NY)
- …systems/points of origin. + Develop tailored testing methodologies aligned to the regulatory reporting processes and underlying transaction data complexity. ... and applicable regulatory requirements. Knowledge, experience, or familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, etc.), audit, US GAAP and… more
- Citigroup (New York, NY)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management will be responsible for supporting multiple...bilateral loans covering but not limited to corporate, asset manager , structured lending and trade. + Assist with the… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- American Express (New York, NY)
- …ensure compliance with the reporting guidelines issued by regulators to support regulatory reporting . + Transaction testing ie, substantive testing of ... team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality...and ensure robust governance. **The responsibilities of the QA Manager include, but are not limited to:** + Lead… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by building a… more
- Amazon (New York, NY)
- …business, and help us make history! We are looking for a strong Risk Manager to drive the Anti-Money Laundering (AML) product and expansions launches. You can ... The right candidate will possess a solid understanding AML regulations and transaction monitoring combined with a strong business and project management background.… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change. The Regulatory Implementation Team within...Impact Assessment Summary documents + Tracking implementation status and reporting on progress (including metrics formulated in Excel) +… more
- TD Bank (New York, NY)
- …Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other ... regulatory change Leads throughout the Bank. + Provide routine and ad hoc regulatory change and inventory reporting (inclusive of metrics) + Manage the US… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market...+ Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at… more
- Bank of America (New York, NY)
- …Management, Treasury Policy and Advocacy, Global Risk Analytics (GRA), Centralized Regulatory Reporting (CRR), and Investor Relations. Job expectations include ... Capital Mgmt - Finance Manager New York, New York **Job Description:** At...coordination, time management. **Responsibilities:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale ... function within the department is the oversight and governance related to execution and reporting of daily P&L & controls, and monthly close of TDS Financials, in… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- MUFG (New York, NY)
- …Act, Know Your Customers (KYC), Suspicious Activity Reports (SARS), Currency and Transaction Reporting (CTR) and etc. (5%) **Qualifications** + Bachelor's degree ... or Team Manager + Maintain awareness of evolving market trends, regulatory changes to proactively identify new opportunities and share the knowledge within the… more
- Citigroup (New York, NY)
- …tasks may include managing external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding… more
- TD Bank (New York, NY)
- …transfer of our analytics stack including Adobe Analytics, Adobe Target, Adobe Audience Manager , Adobe Launch, Adobe Mobile Services and Ensighten. As a whole, the ... extracting business and customer value from digital data. We provide automated reporting and visualization to business partners, and use advanced analytics, data… more
- TD Bank (New York, NY)
- …Sales & Customer Distribution Support **Job Description:** The Commercial Card Account Manager - Business Program Specialist primary responsibility is to manage and ... the most out of their Commercial Card programs. The Commercial Card Account Manager builds and maintains strong relationships with their clients, acting as a primary… more
- Grant Thornton (New York, NY)
- As an Accounting Advisory Manager , you will be responsible for teams that consult with clients on complex accounting transactions. You will help clients address ... their transactional, regulatory , and strategic needs - all with the resources,...standards, preparing technical accounting positions, and providing support around transaction audit review + Provide transaction accounting… more