- TD Bank (New York, NY)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or… more
- Deloitte (Stamford, CT)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and ... on November 30, 2025 Work You'll Do As a Manager , you will have opportunities to: + Learn how...and among Deloitte practitioners + Experience with business transformation, regulatory remediation or change management initiatives as… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... and operations. Reporting to the Head of Financial Controls, the Senior Manager is responsible for ensuring effective execution of the enterprise 1B Mandate… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. This Manager role is for the Systems Change Office within Financial Reporting Quality ... through the Finance Modernization Data Pipeline, leading program and change governance efforts for finance / regulatory ...evidence changes from initiation, review, and approval to the implementation of the change . **How will you… more
- HSBC (New York, NY)
- …Control** + Create a framework for the effective risk-based monitoring of the implementation of Regulatory Compliance policies and controls across HNAH + Agree ... and oversee the implementation , embedding and monitoring of the adherence to the...Significant experience as a regulator, or a senior compliance manager across all areas of Regulatory Compliance… more
- TD Bank (New York, NY)
- …TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management ... around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely with regional HR… more
- Wells Fargo (New York, NY)
- …in the US **About this role:** Wells Fargo is seeking a **F** **ront-Line Regulatory Risk Execution Leader** (Business Execution Senior Manager ) in Corporate and ... a portfolio of compliance risk programs in the front-line, drive organizational change , and consolidation efforts. This is a highly visible leadership role requiring… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change . The Governance and Reporting Team...description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation (or… more
- Scotiabank (New York, NY)
- …+ Act as SME to IT Stakeholders with regards to IT best practices, regulatory obligations, and governance requirements. + Ensure implementation of a strong IT ... Senior Manager , IT Risk **Requisition ID:** 228042 **Salary Range:**...cause analysis and ensure timely remediation and preventive control implementation + Incident, Problem, and Change Management:… more
- TD Bank (New York, NY)
- …Nordstrom. Primary responsibilities for this role include issue management, regulatory change management oversight, complaints, risk assessments, ... work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing, audit or business… more
- TD Bank (New York, NY)
- …setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in ... monitoring, risk assessment, reporting and other activities; Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance ... have extensive experience with large banks, a deep understanding of regulatory requirements ("alphabet soup" regulations), and knowledge of diverse products,… more
- TD Bank (New York, NY)
- …part of the digital analytics functions and is responsible for analytics implementation in a fast-paced environment supporting multiple digital & mobile platforms ... of the Digital Tagging Solutions team, this position is accountable for implementation , continued integration and knowledge transfer of our analytics stack including… more
- Bank of America (New York, NY)
- …within GMCM, you will: + Manage and deliver regulatory and strategic change initiatives from inception to implementation . + Support the Business Planning ... Global Markets, Business Support Manager New York, New York **Job Description:** At...**Overview** This role is part of the Global Markets Change Management (GM CM) team. The Global Markets … more
- BMO Financial Group (New York, NY)
- …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... strategy focusing on positively influencing or changing behaviour. + Leads change management programs of varying scope and type, including readiness assessments,… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The **Project Manager II** will oversee the entire portfolio of Investigator-Initiated Clinical Trials (IICTs)/Clinical Research Sponsor ... coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet… more
- TD Bank (New York, NY)
- …management, fraud aggregation and assessment, Basel implementation /capital analysis, change management, Privacy, AML, LCM and other regulatory issues), ... of risk management expertise to business leaders. Leads and supports the implementation of appropriate risk frameworks and leading related management activities to… more
- American Express (New York, NY)
- …#TeamAmex. This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality ... * Participate in daily stand ups with the pods ( implementation groups for various portfolios of the Company for...change * Strong knowledge and working experience in regulatory regulations and reporting is required and any exposure… more
- Saint-Gobain (Orange, CT)
- …Quality (Assurance & Control) Team to ensure proper implementation . The Quality Manager will ensure the plant adheres to regulatory and company quality ... operates in compliance with corporate quality policies and procedures, and relevant regulatory requirements and industry guidance, including: + Implementation of… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular… more