• Tradeweb (New York, NY)
    …managers. Creative collaboration and sharp client focus have helped fuel our organic growth . We facilitated average daily trading volume (ADV) of more than $2.2 ... + Conduct audit testing to test the design and operating effectiveness of internal controls + Identify, communicate and track implementation status… more
    DirectEmployers Association (10/16/25)
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  • VP , Growth Control

    Synchrony (Stamford, CT)
    …As a leader within the Growth Governance and Excellence (GGE) organization, the ** VP , Growth Control Effectiveness and Optimization** will be ... for Growth governance routines, specifically related to control reviews, builds and effectiveness assessments of Growth 's L3 Processes and documentation.… more
    Synchrony (10/21/25)
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  • Vice President , Regulatory…

    TD Bank (New York, NY)
    …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
    TD Bank (10/03/25)
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  • Internal Audit, Vice President

    MUFG (New York, NY)
    …our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most ... independent and objective assurance and consulting activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control more
    MUFG (10/19/25)
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  • Vice President , Compliance…

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... more specific details for this role. **Job Description:** This VP Compliance role will be a key member of...of in-person trainings + Developing methods to measure training effectiveness over time + Tracking training completion and developing… more
    TD Bank (09/21/25)
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  • Internal Audit, Assistant Vice

    MUFG (New York, NY)
    …evaluate the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, execution of end-to-end ... long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to...scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control more
    MUFG (08/22/25)
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  • Credit Review Examiner, Vice

    MUFG (New York, NY)
    …You will evaluate, monitor, and report on the quality of risk assets and effectiveness of the Bank's processes to control credit, trading, and associated ... our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most… more
    MUFG (10/19/25)
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  • Data Quality Assurance Senior Vice

    Citigroup (New York, NY)
    …(T&BE) empowers Citi to achieve its day-to-day operational and long-term growth goals, enabling execution of Citi's strategy by providing technical solutions ... and is responsible to provide independent and objective assessment on the effectiveness , quality and timeliness of the remediation of high severity issues and… more
    Citigroup (09/17/25)
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  • VP , Global Control Room…

    TD Bank (New York, NY)
    …Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
    TD Bank (09/20/25)
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  • VP , Volcker Program Governance

    TD Bank (New York, NY)
    …audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities ... New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is committed to providing fair… more
    TD Bank (08/21/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to… more
    TD Bank (10/12/25)
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  • VP - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... **Job Description:** Preferred Qualifications Global Transaction Banking (GTB) is a key growth business within TDS that provides the opportunity to make an impact… more
    TD Bank (08/30/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
    TD Bank (10/12/25)
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  • VP , Equity Research - Medical Devices

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies and… more
    TD Bank (09/21/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
    TD Bank (10/09/25)
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  • Director, Global Trade Compliance

    ITT (Stamford, CT)
    …team and serve as Director, Global Trade Compliance. Reporting to the Senior Vice President and General Counsel, the Director, Global Trade Compliance is ... and efficiency solutions and aftermarket services and parts. + **Connect and Control Technologies:** (Revenue of $0.8B; headcount of ~ 3,800; operates in 10… more
    ITT (08/08/25)
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  • Audit Director | Corporate & Enterprise Shared…

    American Express (New York, NY)
    …role is based in New York, Phoenix, or Sandy and will be supporting the Vice President of Corporate Services and Enterprise Shared Services. This leader will ... lifecycle, with a specific focus on the effective design and operating effectiveness of People, Legal, and Environmental Social Governance risk pillars that support… more
    American Express (10/23/25)
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  • AVP, Audit Manager - Growth & Risk…

    Synchrony (Stamford, CT)
    Job Description: **Role Summary/Purpose:** This position reports into the VP , Growth & Risk Management Audit who is responsible for providing independent and ... objective assessment of risk management practices including governance, and control framework effectiveness . The incumbent is primarily responsible for the… more
    Synchrony (10/17/25)
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  • Head of Cloud Infrastructure and Resiliency Risk…

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... 2A requirements in support of 3 lines of defense framework. Reporting into the VP , Head of Tech Risk Cloud Infrastructure Risk Management, the Head of Cloud… more
    TD Bank (10/21/25)
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  • Senior Manager, Compliance Governance & Operations…

    TD Bank (New York, NY)
    …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... of the AVP of Compliance Program Management and the VP of Compliance Programs. + Serve as a key...function of enterprise Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides… more
    TD Bank (10/07/25)
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