- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... business units or functional corporate areas. The job will also oversee the Audit team performing the audits. **Job Responsibilities:** + Contributes to the Audit… more
- TD Bank (New York, NY)
- …Commodities laws, rules, and regulations as they pertain to US broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise ... assessment and/or execution of audits and/or related processes. The Audit Manager II may act...members' assessment on assigned audits **Who We Are** TD Securities offers a wide range of capital markets products… more
- MUFG (New York, NY)
- …Technology (IT) Senior Director position is a management role within the Internal Audit for Americas Technology. This position is charge of IT work for Integrated ... for all aspects of development and delivery of the audit for assigned areas, including internal and external stakeholder...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
- MUFG (New York, NY)
- …provide more details. **Job Summary:** This role will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have global ... Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The ACH Product Manager at MUFG Bank, Ltd. will primarily support and participate in updates and ... adhering to established risk and regulatory guidelines. Additionally, the ACH Product Manager may support other products within the payables and receivables product… more
- MUFG (Jersey City, NJ)
- …our recruitment team will provide more details. **Job Summary** As the Red Team Manager , you will lead and evolve our offensive security capabilities in a fast-paced ... advanced threats. **Major Responsibilities** As the Americas Red Team Manager , you will set the strategic direction for offensive...Represent the Red Team function in senior leadership and audit discussions as a subject matter expert. + Manage… more
- MUFG (New York, NY)
- …various relevant internal and external partners. + Serve as a control and audit function for internal and external work product. + Provide mentorship and training ... laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …management process. + Work in cooperation with business line, product groups, risk, audit , and human resources to develop specific training programs, as needed. + ... laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (New York, NY)
- …the E-Trading limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, ... documentation, and Market Access Rule in the US (MiFID II Annual Self-Assessment in EMEA). + Co-ordination with the...EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of… more
- S&P Global (New York, NY)
- …demonstrable experience within a large commercial bank, investment bank, investing institution/asset manager , rating agency or an audit company. + Progress ... we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- MUFG (Jersey City, NJ)
- …+ Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified in Risk and Information Systems Control (CRISC) ... years of experience in IT risk and controls performing audit and control checks or implementation of control measures...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
- MUFG (Jersey City, NJ)
- …deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include engaging with regulators and/or leaders from ... other functions, including audit and compliance, and collaborating with Operations & Technology...Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), or Certified in Risk and Information Systems… more
- MUFG (New York, NY)
- …determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with BURMs' teams ... + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and… more
- MUFG (Jersey City, NJ)
- …**Responsibilities:** + Co-Develop guidelines for the usage, control, maintenance and audit -readiness of information and computer resources that are used in the ... AD). + 5 years' experience in cybersecurity assessment activities or IT audit , penetration testing, and/or vulnerability management + 5 years Prior information… more
- MUFG (Jersey City, NJ)
- …combination of formal education and experience + Certified Information Security Manager (CISM), Certified Information Systems Security Professional (CISSP, or other ... application & operations security + Strong technical and/or IT audit background and practical knowledge of a wide variety...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more