- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... multiple entities and business lines. This role will report into the Director of Compliance Governance . **Role Objectives** + Support development of the Annual … more
- Wells Fargo (New York, NY)
- …a Lead Business Execution Consultant to join the Legal Department as part of the Corporate Governance section of the Public, Regulatory and Corporate Affairs ... strategic initiatives with functional teams to strategize, plan, and execute on Corporate Governance deliverables. + Demonstrate thought leadership to strengthen… more
- TD Bank (New York, NY)
- …maintain a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business. The successful ... + Manage effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance...obtain within 6 months + Experience in capital markets, compliance , audit, risk, control and governance or… more
- American Express (New York, NY)
- …and valuing diversity, integrity, and personal accountability **Role & Responsibilities:** The Corporate Governance Team of the General Counsel's Organization is ... Counsel, Assistant Secretary to advise on a variety of corporate governance and related matters at the...updates and e-mails/memos to team members + Advise on compliance with SEC and NYSE requirements; insider trading, Section… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... your approach as we build and implement a forward-thinking compliance program for the future. Beyond technical...outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Associate reporting to a VP of ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...FCC Program Governance . The FCC Program Governance … more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- American Express (New York, NY)
- …within Corporate Controllership, this role is responsible for overall data governance and management related compliance with various policies for Finance. ... make an impact in this role? **Senior Manager- Data Governance & Management** As part of the Financial Reporting...of defenses, Technology, and Regulatory Reporting teams to ensure compliance with data risk policies. + Support or lead… more
- American Express (New York, NY)
- …of strong relationships across our organization. **Key Responsibilities:** + Finance Data Governance in compliance with the Enterprise Data Governance ... As part of the Financial Reporting Quality Assurance Organization (FRQA) within Corporate Controllership, this role is responsible from bringing and managing data… more
- American Express (New York, NY)
- …As part of the Financial Reporting Quality Assurance Organization (FRQA) within Corporate Controllership, this role is responsible from bringing and managing data ... under governance for Finance. Finance Data Governance (FDG)...Data Quality, data catalog and lineage, as well as compliance to data standards and privacy regulations. + Serve… more
- SMBC (New York, NY)
- … Compliance team serves as a regulatory advisory function within the overall Compliance program and is responsible for overseeing the management of ... Compliance , Legal and other control function colleagues to enhance the overall Compliance program . + Responsible for the coordination and drafting of… more
- ADP (Roseland, NJ)
- …hybrid cloud environment, including AWS, Azure, O365, and GCP. Experience with Data Governance or Data Compliance Standards is valuable. + **Fabulous Soft ... a Cyber Security Engineer. Whether in Roseland, NJ (our corporate HQ), or Alpharetta, GA; we look forward to...drive the vision & effectiveness of the data security program . **Preferred Experience:** **As a** **Cyber Security Engineer -… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** This role within the Financial Crime Compliance ("FCC") Program Governance team will be responsible for ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 13 **S&P Global Corporate ** **Director, First Line Technology Risk Governance and Reporting** **The ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and... governance . + Oversee the implementation of the Governance , Risk, and Compliance (GRC) tool, focusing… more
- American Express (New York, NY)
- …Acquisition and Growth Enablement ("AGE") and Client Management ("CLM") teams in shaping the Governance Program ("The Program ") and the rollout of its ... more than 13,000 G&L customers and offers industry-leading T&E program management (eg corporate travel cards, central...out and maintain adequate and effective sales practices and compliance training program to commercial teams +… more
- Catalent Pharma Solutions (Somerset, NJ)
- … Compliance Department include general commercial law, ethical and regulatory compliance , intellectual property, corporate governance , labor and ... litigation, and mergers and acquisitions. The Catalent Legal & Compliance Department seeks to add a **Senior Corporate...to provide support in all aspects of board matters, corporate governance and mergers and acquisitions. The… more
- S&P Global (New York, NY)
- …filing processes. + Play a key role in managing the Company's public company corporate governance , including preparing materials for board of directors and audit ... employees world-wide, taking significant responsibility for 1934 Act disclosure and compliance , NYSE/SEC compliance , and corporate finance transactions,… more
- Mizuho Corporate Bank (New York, NY)
- …and challenge of first line Data Management practices-including data governance , data quality, metadata management, and data architecture-ensuring alignment with ... Data Management framework, challenging the first line's implementation of data governance , data quality controls, metadata standards, data lineage, and architecture… more
- Meta (New York, NY)
- …and transactional experience with public companies. Emphasis on SEC and regulatory compliance , executive compensation, and corporate governance . 13. ... filings, including proxy statements and reports on Forms 10-K/Q. 4. Assist in corporate governance matters, including oversight of corporate policies and… more