- Citigroup (New York, NY)
- …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate in Business ... of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head...team, this person will liaise with regulators on critical AML issues, participate in key governance forums,… more
- Citigroup (New York, NY)
- …on ICRM issues. In addition to, this role will partner closely with Anti-Money Laundering ( AML ) Compliance to ensure a strong linkage between core ICRM and AML ... expertise and participate in and oversee a variety of governance and planning initiatives at the senior level. This...with other functional heads, working closely with Legal, other control functions, and Internal Audit to create a supportive… more
- Citigroup (New York, NY)
- …reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head . This role will lead the implementation of end-to-end risk management oversight ... and the Global COO to implement the risk and control framework and policies, and partners with functions that...cover Information Security, Continuity of Business, Fraud, Data, Compliance, AML , and Records Management, along with the Operations and… more
- MUFG (New York, NY)
- …Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner ... flags, supported by rigorous trainings and guidance from Process Governance , AML Advisory & other stakeholders; +...other stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit); + Attend… more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. * Champions a high performance environment and ... and regulatory forums Regulatory and Controls + Strengthening and developing the control environment by promoting an understanding and adherence to the existing … more
- TD Bank (New York, NY)
- …to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co- Head directs supervisory meetings. + Execute internal control procedures in ... applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit)… more
- Scotiabank (New York, NY)
- …Risk and Control Assessment ("CRCA"). You will also assist the Head of US Regulatory Controls Management in (i) implementing and enforcing CRCA related ... to the overall success of the GBM&T Compliance / Compliance Risk & Control Assessment in the United States, ensuring specific individual goals, plans, initiatives… more