- Citigroup (New York, NY)
- **Overview:** The Head of SEC & Financial Reporting is a senior role within the Controllers Organization that will report to the Citi Controller and ... integral member of the Controllers Leadership team. The Head of SEC & Financial Reporting is primarily responsible for the completeness and accuracy of… more
- JPMorgan Chase (Brooklyn, NY)
- …guidance on the accounting and disclosure of complex and judgmental accounting matters. + The Reporting team consists of SEC reporting and the Quality Review ... & Control (QRC) function. The SEC Reporting team is responsible for the...and filing of the Firm's consolidated quarterly and annual financial statements and supplemental information for the quarterly Earnings… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing,… more
- Citigroup (New York, NY)
- …including US Regulatory Reporting . Strong familiarity with Regulatory rules and GAAP/ SEC financial reporting . + Sound judgment to weigh issues ... that will report into our new **Regulatory and Capital Reporting Head ** **.** **Those roles are:** **Capital...including the Businesses (eg, Markets), Risk, Treasury, Capital Controllers, SEC Reporting , Financial Planning &… more
- Amalgamated Bank (New York, NY)
- …internal auditors. This person will play a critical role in ensuring the bank's financial reporting processes and internal controls are in line with regulatory ... Compliance Manager is responsible for assisting and supporting the Head of SOX Compliance in administering and facilitating the...the importance of internal controls and their role in financial reporting integrity. + Participate in ad-hoc… more
- Broadridge Financial Solutions (Newark, NJ)
- …operations. In addition, this role will support the group with presentation creation, financial reporting , and budgeting. This individual will also partner with ... and quality control of presentations, drafting of business-related documents, including SEC filings and financial statements, reports, tables and charts,… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators… more
- Justworks (New York, NY)
- …presents a significant opportunity to (i) execute major integrated, operational and financial audits, SOC and SOX reviews, and special projects; (ii) offer solutions ... guidance for compliance with Sarbanes-Oxley (SOX) regulations. + Lead the operational/ financial audit team as the management advisor and independent auditor for… more
- SMBC (New York, NY)
- …North America and Latin America. SMBC Nikko Securities America, Inc. is a SEC -registered securities broker-dealer and member of the Financial Industry Regulatory ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...and the Municipal Securities Rulemaking Board (MSRB). Role Description Reporting to the Head of Client Lifecycle… more
- CIBC (New York, NY)
- …JOB PURPOSE Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer Reporting to the Head of US Compliance Examination ... evaluate compliance with related laws and regulations + Solid understanding of FINRA, SEC and NYSE rules and regulations and the inherent compliance issues facing… more
- Scotiabank (New York, NY)
- …broker-dealer, banking, investment management activities, corporate functions, and other financial services activities. The primary responsibility of this position ... + Lead Testing and Monitoring reviews through the planning/scoping, fieldwork and reporting phases. + Escalate potential issues and exception items noted during the… more