- Bloomberg (New York, NY)
- …ensuring the effectiveness of Governance, Risk , and Control frameworks across our Electronic Trading Solutions. This role will play a critical part in both ... Bloomberg's Electronic Trading Solutions (ETS) trading...Bloomberg's Electronic Trading Solutions (ETS) trading platforms are...TOMS. **What's the role?** We are seeking an experienced Risk Manager to join our team in… more
- JPMorgan Chase (New York, NY)
- As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions (ECS), you will play a pivotal role in developing ... in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading products are fully integrated with the firm's prime brokerage… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in...of Front Office and associated support functions including Sales, Trading , risk management and Operations within the… more
- TD Bank (New York, NY)
- …alerts related to trading activities of firm employees (sales and trading ) and clients, and employee electronic communications alert, are reviewed ... engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The… more
- Bank of America (New York, NY)
- …and electronic systems for pricing, electronic market making and automatic risk management for the Rates trading desks. This role operates in close ... analytics and modeling projects for specific business units or risk types. Key responsibilities include developing new models, analytic...Quantitative Strategies and Data Group is our Global Rates Electronic Trading Strats team, one of the… more
- Bank of America (New York, NY)
- …a basic understanding of US equities market structure, with an emphasis on electronic trading and market access arrangements, as well as commission management ... This role will broadly support the Institutional Sales and Trading function for Equities within Global Markets and International,...Sound judgment - needs to be able to measure risk /reward in a practical yet sound manner + NY… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb Markets is a world leader in the evolution of electronic trading . A fintech company serving approximately 2,500 clients - ... to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading . Tradeweb Markets LLC ("Tradeweb") is proud to be an… more
- Citigroup (New York, NY)
- **Description:** The evolution of electronic trading and automation has changed the way that rates products trade forever; driving a need for real-time, low ... latency pricing, market making and risk technology. In this increasingly electronic and...and having a platform that provides exceptional and dependable trading experience. If you are capable of seeing ahead,… more
- TD Bank (New York, NY)
- …effective supervision and control processes; and alignment with the Bank's risk appetite and regulatory requirements. **Job Description** The GMBC Analyst will ... Analyst/Associate - TBM is responsible for helping TD Securities trading businesses achieve best-in-class strategies, operating processes, controls and… more
- BMO Financial Group (New York, NY)
- …with other department teams such Legal, Operations, Middle Office, and Sales & Trading . + Assist with the Regulatory Compliance Risk Assessment process, which ... implemented by the First Line of Defense to achieve and sustain its risk -based compliance with applicable laws and regulatory requirements. CMS tests that the First… more
- Robert Half Finance & Accounting (New York, NY)
- …role covers the whole compliance program including monitoring/testing, regulatory compliance/ risk (SEC, FINRA, CFTC), and employee compliance/personal trading . ... hoc compliance related projects. + Maintain system of employees and their personal trading accounts. + Electronic linking of employee brokerage accounts and… more
- Capital One (New York, NY)
- …of Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. You...routine basis. Directors at Capital One are highly motivated Risk Management professionals with subject matter expertise, excellent management… more
- TD Bank (New York, NY)
- …These products include many user-facing applications used for real-time risk , scenario risk , electronic trading , and scalable data analytics and are ... most utilized products on the TDS Veritas Platform namely Transparency Pricing ( electronic trading ), Transparency Trader (real-time risk ), and Transparency… more
- Bank of America (New York, NY)
- …of the following reports and activities. + FINRA Consolidated Audit Trail (CAT) + FINRA Electronic Blue Sheets (EBS) + Trading Activity Fees (TAF) + EMIR and ... + Performs spike/proof of concept as necessary to mitigate risk or implement new ideas + Automates manual release...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (New York, NY)
- …Syndicate and Origination team members as well as Investment Banking, Equity Trading , Legal (both internal & external), Compliance, Technology, FINRA (and other ... regulatory agencies), Client Services, Settlement Operations, Risk , DTCC, and Transfer Agents to coordinate the issuance of equity and convertible securities… more