- Coinbase (Phoenix, AZ)
- …product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, reporting, policies ... functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *...ensure a best-in class control framework. * Partner with exam management team to respond to all regulatory exams… more
- City National Bank (Phoenix, AZ)
- …business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more