- US Bank (Irving, TX)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Auditor ( Regulatory Reporting ) is primarily responsible for ... with minimal supervision from the audit team management. The Senior Auditor is expected to understand risk...five years of applicable experience **Preferred Skills/Experience** + Direct regulatory reporting experience (eg, FR Y-9C, FR… more
- Bank of America (Dallas, TX)
- Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence, Rhode Island **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior - Auditor \_25038988-1) **Job Description:** At Bank of America,… more
- US Bank (Irving, TX)
- …Skills/Experience** - Relevant Financial Service Industry knowledge (eg, Financial Reporting , Accounting, Tax, SOX, Regulatory Compliance, Risk Management) ... to address those causes. - Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with drafting audit reports. -… more
- City National Bank (Dallas, TX)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- Capital One (Plano, TX)
- …experience with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager, Corporate Compliance (Hybrid) Capital One's...data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. + Communicate the results… more
- City National Bank (Dallas, TX)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU...revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the… more
- MUFG (Irving, TX)
- …to deliver an effective second line of defense testing program that meets senior management and regulatory expectations. Reviews will include assessment of the ... such as Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), Certified Internal Auditor (CIA), or… more