- MUFG (Tampa, FL)
- …team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and objective assurance and ... degree preferred. **Skills and Experience:** + 7+ years of experience in internal audit within the financial services industry, with a strong focus on Data… more
- MUFG (Tampa, FL)
- …will provide more details. **Job Summary:** The Auditor II role within the Internal Audit function is responsible for executing independent, objective assurance ... + Minimum of 5-6 years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related… more
- MUFG (Tampa, FL)
- …sustainability, including Environmental, Social & Governance, or ESG **WORK EXPERIENCE:** * Internal or external audit or risk management experience including ... controls and behaviors in the stakeholder's Control Environment + Audit Process + Leading internal reviews to...Control Environment + Audit Process + Leading internal reviews to ensure compliance and ensure detection of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President , AML and Fraud Risk Technology, is a senior leader within ... This role works in close partnership with Financial Crimes, Enterprise Risk, Legal, Internal Audit , Segment Risk Officers, and enterprise data and infrastructure… more
- Citigroup (Tampa, FL)
- …and artifacts which evidence the completeness and accuracy of work done to complete audit , regulatory, first and second line issues as they go through the issue ... will demonstrate strong and disciplined analytical skills, developed through a consulting, audit , controls, QA or other similar function. The IQA Lead will be… more
- MUFG (Tampa, FL)
- …(OCC) and Federal Reserve Board (FRB) expectations + Combined experience in external audit , internal audit , and operational risk, and/or bank operation. ... hoc controls review, risk and control self-assessments (RCSA)) and independent risk and audit activities as needed + Consult on controls design and efficiency with… more
- Citigroup (Tampa, FL)
- …the "Excel Toolkit" for control assessments, guiding its adoption by internal and external stakeholders. + Contribute to toolkit enhancements, incorporating feedback ... completed toolkits are properly stored and version-controlled on SharePoint for audit and regulatory purposes. **Remediation and Approvals Management** + Own the… more
- Citigroup (Tampa, FL)
- …business and support areas (including Operations, Technology, Compliance Finance, Risk, Legal and Internal Audit ) to ensure a robust control infrastructure is in ... where needed * Maintain detailed control documentation, procedures, key metrics and audit evidence. * Work alongside with senior Business leads to produce strategic… more
- MUFG (Tampa, FL)
- …Managing a database activity monitoring (DAM) platform for security and audit compliance, including policy creation, event and trend analysis, performance monitoring ... with the bank information security policy. + Working with internal and external auditors to demonstrate and provide evidence...environment + Penetration testing and attack forensics + IS audit + GRC Tools & Processes + Ability to… more
- Citigroup (Tampa, FL)
- …management reporting and escalation Establish a rapport with Business Managers, Compliance, Internal Audit and Legal. Develop a broad and detailed understanding ... Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- Citigroup (Tampa, FL)
- …process + Mange delivery of MRA and Consent order deliverables + Coordinate Internal Audit and regulatory deliverables for the business **Qualifications** : + ... Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- Citigroup (Tampa, FL)
- …requirements, to include delivery of very high quality service to customers and internal partners. + Responsible for various types of project management in the ... processes and check points. Identifies means to reduce transaction defects ( internal and external). Develops performance matrices to track defects, productivity.… more
- MUFG (Tampa, FL)
- …screening + USD and FC Clearing Operations + Risk management and audit methodologies + Fixed Assets capitalization & maintenance + Reporting and reconciliation ... transactions + Manage documentation and instructions for SWIFT, EDI, and client internal origination processing, limits, and money transfers + Continuously evaluate … more
- Citigroup (Tampa, FL)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support… more
- Citigroup (Tampa, FL)
- …and managing competing priorities. + Experience interacting with Regulators and Internal Audit . + Previous experience collaborating on complex firm-wide ... processes, creating sustainable solutions for minimizing losses resulting from failed internal processes, inadequate controls, and emerging risks. + Monitor business… more
- Citigroup (Tampa, FL)
- …+ Track and manage relevant issues, Corrective Action Plans and various internal audits for resolution and coordination. + Support business continuity activities. + ... business knowledge, product knowledge, and requirements to sales staff and internal support functions. + Co-ordinate and participate actively in relevant business… more
- Citigroup (Tampa, FL)
- …initiatives for enterprise-level applications in ERM, Risk Management, Controls, Compliance or Internal Audit . + Proven experience in leading system development ... lifecycle processes, including comprehensive requirement gathering, design, testing, and deployment. + Demonstrated expertise in planning, executing, and managing User Acceptance Testing (UAT) activities, coordinating with diverse business user groups. +… more
- MUFG (Tampa, FL)
- …American). + Interface with second line of defense (SLOD) review and challenge and Internal Audit . + Primary TPRM support partner for Subject Matter Experts ... (SMEs), Business Unit Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First Line of Defense (FLOD) TPRM. + Responsible for addressing, documenting and escalating Trigger Events for their assigned Engagements. + Support… more
- Citigroup (Tampa, FL)
- …the ongoing performance monitoring of the models + Contributing to regulatory and internal audit related responses + Collaborating with other teams within Risk ... and the Business regarding qualitative models to facilitate compliance with our policies, procedures, and guidance. + Assisting with preparing the reports and other meeting materials to MRM senior management. + Supporting the process of designing, developing,… more
- Citigroup (Tampa, FL)
- …and Control roles, including preparing materials to meet all relevant deliverables and Internal Audit requirements. + Contribute to the closure of the regulatory ... commitments, including the completion of milestones as per the Transformation Project Office standards and the regulatory commitments audited by IA and the regulators **Knowledge/Experience** + 5-7 years' experience in at least 2 of the following:… more