- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Citigroup (Tampa, FL)
- …to provide legal support, advice, and guidance to the business. This role is part of the Wealth Client Segments Legal team and is based in Tampa. The Wealth ... and mobile client platforms, and account mandates. Wealth Client Segments Legal also cover cross-border...teams and in connection with various initiatives, queries and regulatory implementation/review processes. + Participate in Wealth … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- Truist (Tampa, FL)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
- Regions Bank (St. Petersburg, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
- TD Bank (Tampa, FL)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and ... expected to participate in basic financial planning discussions and client relationship reviews. This role will support other team...portfolio to seek ways to Retail, Commercial and other Wealth Partners + Executes in a manner that is… more
- Deloitte (Tampa, FL)
- …following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and… more
- TD Bank (Tierra Verde, FL)
- …initiatives, fundraisers, etc. + Builds relationships by promoting a client /customer centered organization and proactively addresses customer needs + Contributes ... + Creates store-specific strategies to grow the business + Uses reporting to identify opportunities to acquire and deepen customer relationships to… more
- Citigroup (Tampa, FL)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting . While that sounds straightforward, it's a meaningful undertaking to ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As part of the IT Wealth Management Product team, the Senior Business/Data Analyst will partner with Product Managers and Business to facilitate and implement ... streaming and processing using Kafka on AWS is preferred. + Experience with reporting and data visualization tools (eg, SSRS, Tableau) is preferred. + Experience in… more
- Citigroup (Tampa, FL)
- …/ Good to have_ + 5+ years of experience in finance, Risk and Regulatory Reporting . Strong knowledge of credit risk concepts **Job Family Group:** Technology ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- JPMorgan Chase (Tampa, FL)
- Join our Asset & Wealth Management team as a member of our Campbell Global team where you will have the opportunity to work with local and corporate professionals ... harvesting activities in accordance with Campbell Global' s budgetary, regulatory , and environmental guidelines. **Job responsibilities** + Contract with third… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …will focus on building out Supervision and Compliance Surveillance controls within Wealth Management. The ideal candidate will have extensive experience with **AWS ... + Terraform + CI/CD pipeline **Generic domain background:** + Data Analysis and Reporting : **Proficiency is SQL** + Data Analysis using large data sets + System… more