• BNP Paribas (New York, NY)
    …experience in financial sector. Deepunderstanding of Corporate and Investment Banking / Capital Markets activities either working in Business, Risk, Audit or ... This team is part of GMA CCCO and oversees regulatory and conduct risks for Global Markets ...directly with front office staff Experience in dealing with regulatory engagement (inquiries, examinations, continuous monitoring meetings)… more
    Upward (07/09/25)
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  • Santander Holdings USA Inc (New York, NY)
    …your needs. Primary Location: New York, NY, New York Other Locations: New York-New York,Connecticut-Stamford Organization: Santander US Capital Markets LLC ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...of accounting practices and procedures, including US GAAP/IFRS and regulatory reporting standards. Proficient skills in MS Office, MS… more
    Upward (07/23/25)
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  • HSBC (New York, NY)
    …Trade Solutions, specializing in trade finance, supply chain and receivable finance solutions Capital Markets & Advisory, covering Debt Capital Markets ... across various client segments (eg, large corporate, international middle market , global network banking, etc.) Markets and...or more business areas including corporate credit and lending, capital markets (eg FX, Fixed Income, treasury… more
    Upward (07/19/25)
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  • CLS-Group (New York, NY)
    …worth of currency flows through our systems each day. Created by the market for the market , our unrivalled global settlement infrastructure reduces systemic ... over 96% on average, so clients can put their capital and resources to better use. CLS products are...lifecycle - whether through more efficient processing tools or market intelligence derived from the largest single source of… more
    Upward (07/17/25)
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  • Arootah (New York, NY)
    …or Family Office with high order flow. In-depth understanding of various global markets , exchanges, and regulatory environments; a strong understanding of risk ... Co-Founder and COO of the industry-leading $10 billion hedge fund, Blue Ridge Capital . Rich brings more than 30 years of experience, including leadership positions… more
    Upward (07/01/25)
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  • KPMG (New York, NY)
    …Management, and Business Resilience; understanding of financial services industry such as capital markets , sales and trading, wealth management, and/or asset ... looking forward we do not anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive in a collaborative,… more
    Upward (07/01/25)
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  • Korn Ferry Executive Search (Paramus, NJ)
    …Valley Home Care (VHC) serves 12,000 patients annually and maintains the leading market share in their service area. In 2024, VHC achieved an operating margin ... mission, and a high level of employee and community engagement and pride. The CFO is responsible for effective...patient billing. The CFO will also direct and coordinate capital formation, investments, and other business activities. This role… more
    Upward (07/20/25)
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  • Ripple (New York, NY)
    …focus heavily on Ripple's credit and counterparty risk, while also actively managing market and liquidity risk. WHAT YOU'LL DO: Credit Risk Management: Work closely ... credit risk models in-line with local standards to meet financial and regulatory reporting requirements Analyze and monitor Ripple's existing and evolving customer… more
    Upward (07/01/25)
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  • Equity and Debt Capital Markets

    Wells Fargo (New York, NY)
    …agreements, and other transaction-related documentation. + Monitor and interpret legal and regulatory developments affecting capital markets and advise ... minded attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) and Debt Capital Markets (DCM)… more
    Wells Fargo (07/15/25)
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  • Attorney - Debt Capital Markets

    Bank of America (New York, NY)
    …and regulatory matters related to the Global Banking's Debt Capital Markets business.Key responsibilities include reviewing legal documents, interpreting ... Attorney - Debt Capital Markets New York, New York...in policy development relating to the execution of debt capital market transactions and participates in various… more
    Bank of America (07/03/25)
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  • VP, Capital Markets Governance…

    BMO Financial Group (New York, NY)
    BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... services to clients around the world. #bmocapitalmarkets **Job Summary:** The VP - Capital Markets (CM) Governance Specialist role is responsible for ensuring… more
    BMO Financial Group (07/19/25)
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  • Director, Consult Partner - Capital

    Kyndryl (New York, NY)
    …to help clients navigate compliance challenges + Deep understanding of trends in capital markets , including market structure changes, ESG investing, digital ... This role will also be leading the overall client engagement and delivering high quality client work alongside senior...Expertise in GenAI enablement and transformation preferred + Deep Capital Markets or Insurance experience (see below… more
    Kyndryl (07/11/25)
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  • Risk Regulatory Engagement Lead…

    Citigroup (New York, NY)
    …Our core activities are safeguarding assets, lending money, making payments, and accessing the Capital Markets on behalf of our clients. Citi's Mission and Value ... of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk...broad range of Risk Management disciplines including Counterparty Credit, Market , and Risk Analytics. + Experience working at a… more
    Citigroup (07/11/25)
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  • Senior Manager, Underwriter

    Capital One (New York, NY)
    …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... Senior Manager, Underwriter Capital One, a Fortune 500 company and one...One in industry forums and build strong relationships with market influencers and key stakeholders. **Basic Qualifications:** + Bachelor's… more
    Capital One (07/19/25)
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  • Market Engagement Manager

    Bloomberg (New York, NY)
    …Net Zero solutions. + Demonstrate a strong understanding of capital markets , the current climate disclosure regulatory environment, and the intersection of ... Market Engagement Manager Location New York...adoption of our solutions based off in-depth understanding of markets , tools and workflows that align with product goals.… more
    Bloomberg (06/13/25)
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  • Attorney II - Fixed Income, Global Banking…

    Bank of America (New York, NY)
    …5+ years (law firm, regulatory and/or in-house) of direct broker-dealer / capital markets legal experience. + Experience with securities and corporate legal ... interpersonal skills. + Strong work ethic. **Desired Qualifications:** + Understanding of capital markets and sales and trading businesses. + Knowledge of… more
    Bank of America (06/11/25)
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  • Investment Banking Vice President I…

    Raymond James Financial, Inc. (New York, NY)
    …build key relationships at local, national, and corporate levels. Coordinate the engagement of own organization with the customer organization to ensure effective ... build key relationships at local, national, and corporate levels. Coordinate the engagement of own organization with the customer organization to ensure effective… more
    Raymond James Financial, Inc. (07/09/25)
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  • Regulatory Change Management

    Mizuho Corporate Bank (New York, NY)
    …related to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords, ... Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across MUSO. The...professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales… more
    Mizuho Corporate Bank (07/11/25)
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  • Director, Senior Regulatory Officer (Cyber,…

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Regulatory Relations team to implement and execute SMBC's regulatory engagement framework and strategy relating to… more
    SMBC (06/26/25)
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  • Financial Services Senior Manager…

    Deloitte (New York, NY)
    …Financial Services industries: consumer or corporate banking, investment banking or capital markets , investment management, wealth management, trust company, ... Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory...industry + Product expertise in banking, digital assets or capital markets + Experience working in bank… more
    Deloitte (07/23/25)
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