- Formation Bio (New York, NY)
- …clinical programs across various therapeutic areas and phases (I-IV), ensuring compliance with global regulations, delivering on timelines and budgets, and driving ... ICH-GCP, FDA regulations, and other applicable regulatory standards. Champion proactive risk management by identifying and mitigating risks before they escalate.… more
- SMBC (New York, NY)
- …incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory ... + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee … more
- Principal Financial Group (New York, NY)
- …appropriate controls exist to prevent financial losses, regulatory penalties, or reputational damage. ** Risk Framework & Governance ** + Lead the design and ... partner closely with business and functional leaders to embed a proactive risk culture, strengthen governance , and provide consistent, best-in-class oversight… more
- RGP (New York, NY)
- …audit remediation across banking, insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing ... Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams...deliver strategic solutions. + Deep knowledge of regulatory frameworks, risk governance , and compliance operations… more
- Unity Technologies (New York, NY)
- …external audit partners and drive a proactive, risk -based approach to technology compliance . **What you'll be doing** + Lead and evolve Unity's technology ... timely delivery of evidence, remediation, and reporting. + Develop and maintain compliance strategy and governance , aligning technology controls, policies, and… more
- Vaco by Highspring (Stamford, CT)
- …managing investor relations, and ensuring the highest standards of financial governance . Key Responsibilities Strategic Leadership: Partner with the CEO, President ... targets, and capital structure strategies. Securitization oversee audit and tax processes. Risk Management: Develop and maintain rigorous risk assessment and… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 7 Nov 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... with regulators, stakeholders in the Treasury team, legal and compliance departments, the COO office and the second line....already underway + Carry responsibility for the interlock with Risk Strategy in the alignment of Stress Testing with… more
- HSBC (New York, NY)
- … lead generation, and measurement + Ensure all events comply with relevant governance , risk , and compliance standards + Skilled in developing toolkits ... Work style: Office Worker Date: 10 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...for our clients and employees. The role holder will lead the execution of strategic events in partnership with… more
- Capco, a Wipro Company (New York, NY)
- …in technology modernization, AI strategy & adoption, tech sourcing, cost management, and risk and governance . **About the Job:** As a Consultant in our ... or product strategies. + Conduct assessments and build target operating models, governance frameworks, and execution plans. + Analyze and recommend improvements to… more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: SQL ... strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, Aladdin, Perform, Eze) and… more
- SMBC (New York, NY)
- … & Ethics** Establish frameworks for responsible AI, including fairness, transparency, and compliance .Collaborate with legal, risk , and compliance teams to ... We are seeking a visionary and strategic **Head of Artificial Intelligence** to lead the development and execution of our enterprise AI strategy within the Data… more
- SMBC (New York, NY)
- …**Overview** We are seeking an experienced and strategic **Executive Director** to lead the **Payables and Receivables** product portfolio within our business. This ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- City of New York (New York, NY)
- …is recruiting for (1) Computer Specialist Software II to function as a Governance , Risk and Compliance Lead who will: - Develop, implement and maintain ... policies, plans and processes. - Flag and communicated Agency compliance issues and areas of risk ODSM management. - Work with CISO, allocate and manage… more
- Justworks (New York, NY)
- …motivated security leader to join the team to lead and manage the Security Governance , Risk , and Compliance (GRC) function. This Director of GRC role ... Director, Governance Risk & Compliance New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits,… more
- Guardian Life (New York, NY)
- **Overview** As Cyber Security Governance Lead , you will lead cyber risk assessments across cloud, applications, data systems, and enterprise ... risk assessments. **You Have** + 5+ years in cybersecurity, focused on governance , risk , and compliance . + Good communication skills for conveying … more
- Bloomberg (New York, NY)
- AI Governance & Risk Strategy Lead Location New York Business Area Legal, Compliance , and Risk Ref # 10044831 **Description & Requirements** The ... regulatory standards. **What's the role?** We're seeking an AI Governance & Risk Strategy Lead ...ISO/IEC 23894, or OECD AI Principles + Certifications in risk , privacy, or compliance (eg, CIPP, CIPM,… more
- TD Bank (New York, NY)
- …. + Lead and develop a team across models and algo risk governance and controls. + Oversee compliance with global and local standards (SR 11-7, OSFI ... implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies,...tracking execution of action plans to resolution + In compliance with Business Change Review (BCR) Program for change… more
- American Express (New York, NY)
- …change governance . **Core Responsibilities:** + Develop and maintain change risk governance policies, standards, and procedures that align with enterprise ... understanding of enterprise risk management frameworks and change management risk governance principles. + Strong analytical and critical thinking skills;… more
- American Express (New York, NY)
- …within agreed thresholds + Facilitating the implementation of the operational risk governance frameworks + Developing, communicating and ensuring understanding ... and Change team is to establish the Operational Risk and Governance strategy for US Consumer,...ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Performs other duties and responsibilities as assigned. **Knowledge of** + Fraud risk governance frameworks and regulatory expectations (eg, BSA/AML, Reg E, ... management framework. This role is responsible for supporting enterprise-wide fraud governance activities, including policy and standard development, risk … more
