- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... issues across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker-Dealer legal... risk stripes under the Swap-Dealer and Broker-Dealer legal entity CRO umbrella. - Track and manage regulatory,… more
- Banc of California (New York, NY)
- …collaborate effectively and concurrently with key constituents including legal counsel, credit/ risk management teams, and operational teams. + Provide a high ... of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in...WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key member of our fast-growing… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- HSBC (New York, NY)
- …work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, ... and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...across US and the wider Compliance Function and Group Operational Effectiveness and Control + Create a framework for… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to ... and formal requests received via regulatory portals or through the Firm's legal department. Providing timely, complete, accurate, and helpful responses to any… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal , Operations, and other control partners to ensure the highest… more
- American Express (New York, NY)
- …the future of American Express. **How will you make an impact on this role?** The Legal Risk Manager will: + Lead or support of reviews, and maintenance ... of legal risk policy, procedures, governance updates, roles & responsibilities, and requirements + Perform independent oversight and provide effective challenge… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;Charlotte, North Carolina **To proceed with your application, ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Compliance Operational - Risk - Manager Americas-Control-Room- Manager \_25038859-2) **Job… more
- MTA (New York, NY)
- Manager , Product Development - Legal and Risk Products Job ID: 12652 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... 2025 Description JOB TITLE: Manager Product Development, Legal , Safety & Risk Products SALARY RANGE:...responsible for providing a full range of Information and Operational Technology services to the MTA agencies and administrative… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory...- 12 month contract Location New York Business Area Legal , Compliance, and Risk Ref # 10045734 **Description ... is a unique opportunity for broad exposure across the Company's businesses, operational risk programs (across technology, information security, enterprise … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Compliance-and- Operational - Risk - Manager --Foreign-Exchange-Coverage\_24031374-2) **Job Description:** At Bank… more
- American Express (New York, NY)
- …strengthened across the enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk Management, the Manager is responsible ... programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance...OCC Bulletin 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and regulatory obligations. + Help embed a strong… more
- M&T Bank (New York, NY)
- …second line risk management services and oversight in line with Operational Risk program and practices, industry standards, and management expectations. The ... role includes providing independent and objective insights relative to Operational Risk program and practices to guide...Required:** Bachelor's degree and ten years' experience in compliance, legal , audit, risk or other relevant function,… more
- Bloomberg (New York, NY)
- Vendor Risk Manager (6 Month Contract) - Chief Risk Office Location New York Business Area Legal , Compliance, and Risk Ref # 10046416 **Description & ... Risk Manager with a strong background in Information Security, Operational Resilience, Technology Audit and/or Risk Management. You will work with… more
- TD Bank (New York, NY)
- …alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of ... on availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development...with Compliance partners and other related groups (such as Legal and Risk ) to support creation of… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role in ... drive the delivery of innovative AI/ML solutions across Compliance, Conduct and Operational Risk through modern architecture & engineering practices. **Job… more
- Deloitte (New York, NY)
- …Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk Manager with extensive experience in supporting deal and contract structuring, ... drafting customized contractual provisions and risk review, negotiations, operations, and operational aspects...in negotiations. + Intersect with various functions including sales, legal , finance, and delivery to act as a strategic… more
- Deloitte (New York, NY)
- …Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk Manager with extensive experience in supporting deal and contract structuring, ... drafting customized contractual provisions, and risk review, negotiations, operations, and operational aspects...and negotiations. + Intersect with various functions including sales, legal , finance, and delivery to act as a strategic… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory - Chief Risk Office Location New York Business Area Legal , Compliance, and Risk Ref # 10040985 **Description & ... risk into decision making. The CRO collaborates with other functions, including Legal and Compliance, Finance, Operational Resilience, and Internal Audit, to… more
- American Express (New York, NY)
- …and partners. **Minimum Qualifications** + 5 years of experience in fraud or operational risk management in the Banking or Payments industry. + Robust ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...processes and geographies at American Express. We are seeking Manager , External Fraud Risk Oversight (2nd LOD),… more
